IXXXXXX Activity Statement July 27, 2017

Activity Statement
July 27, 2017

Interactive Brokers LLC, Two Pickwick Plaza, Greenwich, CT 06830

Account Information

Name	ACME Securities INC
Account	IXXXXXX (Consolidated)
Account Type	Broker Master
Customer Type	Limited Liability Company
Account Capabilities	Margin
Trading Permissions	Stocks,Options,Warrants,Bonds,Forex,Stock Loan,Stock Borrow,Mutual Funds
Base Currency	USD

Net Asset Value

	July 26, 2017	July 27, 2017
	Total	Long	Short	Total	Change
Cash	88,754.99	88,754.99	0.00	88,754.99	0.00
Cash Collateral	6,950.00	8,700.00	0.00	8,700.00	1,750.00
Stock	1,087,814.75	1,082,726.57	0.00	1,082,726.57	-5,088.18
Securities Lent	-6,950.00	0.00	-8,700.00	-8,700.00	-1,750.00
Funds	19,050.86	19,080.44	0.00	19,080.44	29.58
Interest Accruals	-21.81	0.00	-21.81	-21.81	0.00
Dividend Accruals	1,472.64	1,496.14	0.00	1,496.14	23.50
Total	1,197,071.43	1,200,758.14	-8,721.81	1,192,036.33	-5,035.10

Time Weighted Rate of Return					-0.42%


Change in NAV	Total
Starting Value	1,197,071.43
Mark-to-Market	-5,058.60
Change in Dividend Accruals	23.50
Ending Value	1,192,036.33

Mark-to-Market Performance Summary

	Quantity		Price		Mark-to-Market P/L
Symbol	Prior	Current	Prior	Current	Position	Transaction	Commissions	Other	Total	Code
Stocks
ADK	20,000	20,000	1.0600	1.0800	400.00	0.00	0.00	0.00	400.00
AGD	1,000	1,000	10.5700	10.5700	0.00	0.00	0.00	0.00	0.00
ANCE	243,700	243,700	0.0462	0.0462	0.00	0.00	0.00	0.00	0.00
AOD	3,550	3,550	8.8700	8.8500	-71.00	0.00	0.00	0.00	-71.00
ARCTF	5,000	5,000	0.9362	0.9660	149.00	0.00	0.00	0.00	149.00
AUMN	415,734	415,734	0.5539	0.5486	-2,203.39	0.00	0.00	0.00	-2,203.39
BXMX	194	194	14.2100	14.1300	-15.52	0.00	0.00	0.00	-15.52
CATS	666	666	4.3500	4.3400	-6.66	0.00	0.00	0.00	-6.66
CCTC	8,786	8,786	0.11405	0.1100	-35.58	0.00	0.00	0.00	-35.58
COP	500	500	43.7000	44.6600	480.00	0.00	0.00	0.00	480.00
CORR	2,000	2,000	35.3600	35.2900	-140.00	0.00	0.00	0.00	-140.00
CUI	1,000	1,000	3.3000	3.4100	110.00	0.00	0.00	0.00	110.00
DGNG	27,060	27,060	0.0090	0.0090	0.00	0.00	0.00	0.00	0.00
DYNR	5,900	5,900	1.3300	1.3300	0.00	0.00	0.00	0.00	0.00
EMLP	1,000	1,000	25.3100	25.3200	10.00	0.00	0.00	0.00	10.00
F	253	253	11.0600	11.1800	30.36	0.00	0.00	0.00	30.36
FCEL	83	83	1.5900	1.5500	-3.32	0.00	0.00	0.00	-3.32
FCX	1,000	1,000	15.0600	14.5000	-560.00	0.00	0.00	0.00	-560.00
FDNHQ	2,500	2,500	0.0200	0.0200	0.00	0.00	0.00	0.00	0.00
FMCC	1,117	1,117	2.5500	2.4550	-106.11	0.00	0.00	0.00	-106.11
FNMA	1,087	1,087	2.7700	2.6200	-163.05	0.00	0.00	0.00	-163.05
FSNR	599,120	599,120	0.0600	0.0600	0.00	0.00	0.00	0.00	0.00
GBCS	4,400	4,400	0.4500	0.4500	0.00	0.00	0.00	0.00	0.00
GNW	5,000	5,000	3.3700	3.4000	150.00	0.00	0.00	0.00	150.00
GSK	500	500	40.8500	40.7500	-50.00	0.00	0.00	0.00	-50.00
GXP	595	595	30.4200	30.6300	124.95	0.00	0.00	0.00	124.95
HENI	40,000	40,000	0.0030	0.0030	0.00	0.00	0.00	0.00	0.00
HIFR	300	300	22.5500	22.6300	24.00	0.00	0.00	0.00	24.00
HTBX	6,000	6,000	0.5191	0.5200	5.40	0.00	0.00	0.00	5.40
ING	750	750	18.4300	18.5400	82.50	0.00	0.00	0.00	82.50
ISG	100	100	26.2200	26.1300	-9.00	0.00	0.00	0.00	-9.00
KGC	3,776	3,776	4.2700	4.1200	-566.40	0.00	0.00	0.00	-566.40
KS	1,000	1,000	22.5200	23.2600	740.00	0.00	0.00	0.00	740.00
LOTE	4,000	4,000	0.1740	0.1745	2.00	0.00	0.00	0.00	2.00
LTUS	33,250	33,250	0.0130	0.0130	0.00	0.00	0.00	0.00	0.00
LUV	1,033	1,033	59.5200	56.5700	-3,047.35	0.00	0.00	0.00	-3,047.35
MAV	2,000	2,000	11.6500	11.5650	-170.00	0.00	0.00	0.00	-170.00
MBIT	10,600	10,600	0.0149	0.0149	0.00	0.00	0.00	0.00	0.00
MNTX	1,500	1,500	7.0200	6.9900	-45.00	0.00	0.00	0.00	-45.00
MOMT	200	200	0.388522	0.3800	-1.70	0.00	0.00	0.00	-1.70
NAD	4,630	4,630	14.2300	14.2000	-138.90	0.00	0.00	0.00	-138.90
NEA	2,925	2,925	13.8400	13.8100	-87.75	0.00	0.00	0.00	-87.75
NEM	1,026	1,026	36.9600	36.4400	-533.52	0.00	0.00	0.00	-533.52
NEPH	10,000	10,000	0.2250	0.21149	-135.10	0.00	0.00	0.00	-135.10
NFJ	200	200	13.4600	13.4300	-6.00	0.00	0.00	0.00	-6.00
NVG	3,426	3,426	15.4000	15.3900	-34.26	0.00	0.00	0.00	-34.26
OCSM	52,600	52,600	0.0150	0.0150	0.00	0.00	0.00	0.00	0.00
PFN	750	750	10.7400	10.7500	7.50	0.00	0.00	0.00	7.50
PGLC	138	138	3.2000	3.2300	4.14	0.00	0.00	0.00	4.14
QCOM	500	500	53.1400	52.4900	-325.00	0.00	0.00	0.00	-325.00
QQQX	175	175	22.7000	22.4600	-42.00	0.00	0.00	0.00	-42.00
SCEIQ	7,770	7,770	0.000001	0.000001	0.00	0.00	0.00	0.00	0.00
SDS	1,371	1,371	48.4600	48.5800	164.52	0.00	0.00	0.00	164.52
SGX	10,000	10,000	0.2100	0.2000	-79.66	0.00	0.00	0.00	-79.66
SIRI	2,000	2,000	5.3900	5.8300	880.00	0.00	0.00	0.00	880.00
SMXMF	3,166,735	3,166,735	0.0026	0.0025	-316.67	0.00	0.00	0.00	-316.67
SRTY	55	55	40.6100	41.3700	41.80	0.00	0.00	0.00	41.80
STAG	200	200	27.7200	27.3500	-74.00	0.00	0.00	0.00	-74.00
STHI	20	20	1.5900	1.4500	-2.80	0.00	0.00	0.00	-2.80
T	300	300	38.0300	39.4100	414.00	0.00	0.00	0.00	414.00
TELL	362	362	9.2500	9.1800	-25.34	0.00	0.00	0.00	-25.34
TPIY	500	500	0.0067	0.0068	0.05	0.00	0.00	0.00	0.05
ULUR	5,000	5,000	0.0670	0.0670	0.00	0.00	0.00	0.00	0.00
VG	675	675	6.7000	6.8500	101.25	0.00	0.00	0.00	101.25
VNRX	600	600	3.1500	3.1400	-6.00	0.00	0.00	0.00	-6.00
WFC PRJ	200	200	25.8600	25.8900	6.00	0.00	0.00	0.00	6.00
Total					-5,073.61	0.00	0.00	0.00	-5,073.61
Mutual Funds
JAMRX	6.883	6.883	45.6000	45.3100	-1.99	0.00	0.00	0.00	-1.99
RYTPX	350.88	350.88	53.4000	53.4900	31.57	0.00	0.00	0.00	31.57
Total					29.58	0.00	0.00	0.00	29.58
Forex
CAD	0.00	0.00	0.80349	0.79655	-14.57	0.00	0.00	0.00	-14.57
USD	88,754.99	88,754.99	1.0000	1.0000	0.00	0.00	0.00	0.00	0.00
Total					-14.57	0.00	0.00	0.00	-14.57
Total (All Assets)					-5,058.60	0.00	0.00	0.00	-5,058.60

Realized & Unrealized Performance Summary

		Realized					Unrealized
Symbol	Cost Adj.	S/T Profit	S/T Loss	L/T Profit	L/T Loss	Total	S/T Profit	S/T Loss	L/T Profit	L/T Loss	Total	Total	Code
Stocks
ADK	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-47,974.33	-47,974.33	-47,974.33
AGD	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-10,823.79	-10,823.79	-10,823.79
ANCE	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-926.06	-926.06	-926.06
AOD	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	1,851.64	-8,841.87	-6,990.23	-6,990.23
ARCTF	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	184.92	0.00	184.92	184.92
AUMN	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-1,647.04	11,111.62	-366,159.82	-356,695.24	-356,695.24
BXMX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-1,182.79	-1,182.79	-1,182.79
CATS	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	656.12	0.00	656.12	656.12
CCTC	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-401.91	33.22	0.00	-368.69	-368.69
COP	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-10,059.76	-10,059.76	-10,059.76
CORR	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	45,159.20	0.00	45,159.20	45,159.20
CUI	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-2,560.38	-2,560.38	-2,560.38
DGNG	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
DYNR	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-60.00	0.00	-3,596.00	-3,656.00	-3,656.00
EMLP	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	3,910.26	0.00	3,910.26	3,910.26
F	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	1,841.23	0.00	1,841.23	1,841.23
FCEL	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-1,908.55	-1,908.55	-1,908.55
FCX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	7,414.42	-3,873.78	3,540.64	3,540.64
FDNHQ	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-26,735.42	-26,735.42	-26,735.42
FMCC	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	702.43	0.00	702.43	702.43
FNMA	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	807.48	0.00	807.48	807.48
FSNR	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-50,531.85	-50,531.85	-50,531.85
GBCS	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-2,037.38	-2,037.38	-2,037.38
GNW	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	2,023.17	-1,935.55	87.62	87.62
GSK	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	24.08	-5,902.26	-5,878.18	-5,878.18
GXP	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	5,323.16	0.00	5,323.16	5,323.16
HENI	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-23,955.38	-23,955.38	-23,955.38
HIFR	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	13.00	-700.00	-687.00	-687.00
HTBX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-1,725.06	-1,725.06	-1,725.06
ING	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	2,018.74	0.00	2,018.74	2,018.74
ISG	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	113.00	0.00	113.00	113.00
KGC	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	3,962.33	-4,810.38	-848.05	-848.05
KS	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	2,730.10	0.00	2,730.10	2,730.10
LOTE	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-790.90	0.00	0.00	-790.90	-790.90
LTUS	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	166.25	0.00	166.25	166.25
LUV	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	32,641.25	0.00	32,641.25	32,641.25
MAV	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-6,875.25	-6,875.25	-6,875.25
MBIT	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	50.12	0.00	50.12	50.12
MNTX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-2,690.76	-2,690.76	-2,690.76
MOMT	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-364.76	-364.76	-364.76
NAD	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-6,251.92	-6,251.92	-6,251.92
NEA	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-5,438.65	-5,438.65	-5,438.65
NEM	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	12,478.46	0.00	12,478.46	12,478.46
NEPH	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-741.42	0.00	-3,274.98	-4,016.40	-4,016.40
NFJ	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-2,027.71	-2,027.71	-2,027.71
NVG	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-5,457.07	-5,457.07	-5,457.07
OCSM	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	381.20	0.00	381.20	381.20
PFN	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-6,584.33	-6,584.33	-6,584.33
PGLC	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-453.84	-453.84	-453.84
QCOM	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	1,337.20	0.00	1,337.20	1,337.20
QQQX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-966.66	-966.66	-966.66
SCEIQ	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-1,165.49	-1,165.49	-1,165.49
SDS	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-10,304.88	0.00	-363,075.96	-373,380.84	-373,380.84
SGX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	1,112.58	0.00	1,112.58	1,112.58
SIRI	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	3,740.00	0.00	3,740.00	3,740.00
SMXMF	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	3,299.72	-34,042.91	-30,743.19	-30,743.19
SRTY	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-57,860.13	-57,860.13	-57,860.13
STAG	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	781.07	0.00	781.07	781.07
STHI	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	22.00	0.00	22.00	22.00
T	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	1,425.00	0.00	1,425.00	1,425.00
TELL	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-2,089.74	-2,089.74	-2,089.74
TPIY	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-1,061.98	-1,061.98	-1,061.98
ULUR	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-3,075.38	-3,075.38	-3,075.38
VG	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	1,350.00	0.00	1,350.00	1,350.00
VNRX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-1,250.08	0.00	0.00	-1,250.08	-1,250.08
WFC PRJ	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	178.00	0.00	178.00	178.00
Total	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-15,196.23	148,842.99	-1,078,997.92	-945,351.15	-945,351.15
Mutual Funds
JAMRX	0.00	0.00	0.00	0.00	0.00	0.00	16.61	0.00	0.00	0.00	16.61	16.61
RYTPX	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	-12,679.43	-12,679.43	-12,679.43
Total	0.00	0.00	0.00	0.00	0.00	0.00	16.61	0.00	0.00	-12,679.43	-12,662.82	-12,662.82
Forex
CAD	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Total	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00	0.00
Total (All Assets)	0.00	0.00	0.00	0.00	0.00	0.00	16.61	-15,196.23	148,842.99	-1,091,677.34	-958,013.97	-958,013.97

Cash Report

	Total	Securities	Futures
Base Currency Summary
Cash Detail
Starting Cash	88,754.99	88,754.99	0.00
Ending Cash	88,754.99	88,754.99	0.00
Ending Settled Cash	88,754.99	88,754.99	0.00
Cash Collateral Detail
Starting Cash Collateral	6,950.00	6,950.00	0.00
Net Securities Lent Activity	1,750.00	1,750.00	0.00
Ending Cash Collateral	8,700.00	8,700.00	0.00
Net Cash Detail
Net Cash Balance	97,454.99	97,454.99	0.00
Net Settled Cash Balance	97,454.99	97,454.99	0.00

Open Positions

Symbol	Account	Open	Quantity	Mult	Cost Price	Cost Basis	Close Price	Value	Unrealized P/L	Code
Stocks
CAD
SGX	-	-	10,000	1	0.060325	603.25	0.2000	2,000.00	1,396.75
SGX	UXXXXXXX	2016-04-12, 15:56:46	8,000		0.060325	482.60	0.2000	1,600.00	1,117.40
SGX	UXXXXXXX	2016-04-12, 15:56:46	2,000		0.060325	120.65	0.2000	400.00	279.35
Total						603.25		2,000.00	1,396.75
Total in USD						480.52		1,593.10	1,112.58
USD
ADK	-	-	20,000	1	3.4787165	69,574.33	1.0800	21,600.00	-47,974.33	SY
ADK	UXXXXXXX	2016-01-07, 09:35:26	2,150		2.0850	4,482.75	1.0800	2,322.00	-2,160.75
ADK	UXXXXXXX	2012-10-22	850		4.5545765	3,871.39	1.0800	918.00	-2,953.39
ADK	UXXXXXXX	2011-11-07	2,299		4.1719465	9,591.30	1.0800	2,482.92	-7,108.38
ADK	UXXXXXXX	2011-10-26	1		56.8450	56.84	1.0800	1.08	-55.76
ADK	UXXXXXXX	2011-01-28	1,785		4.0804678	7,283.64	1.0800	1,927.80	-5,355.84
ADK	UXXXXXXX	2011-01-28	315		4.1090635	1,294.36	1.0800	340.20	-954.16
ADK	UXXXXXXX	2011-01-28	2,100		4.1102333	8,631.49	1.0800	2,268.00	-6,363.49
ADK	UXXXXXXX	2010-12-09	2,100		3.5719048	7,501.00	1.0800	2,268.00	-5,233.00
ADK	UXXXXXXX	2010-12-08	1,785		3.632619	6,484.22	1.0800	1,927.80	-4,556.42
ADK	UXXXXXXX	2010-07-20	606.375		3.055068	1,852.52	1.0800	654.88	-1,197.63
ADK	UXXXXXXX	2010-07-19	496.125		3.0312031	1,503.86	1.0800	535.81	-968.04
ADK	UXXXXXXX	2010-07-19	2,205		3.059771	6,746.80	1.0800	2,381.40	-4,365.40
ADK	UXXXXXXX	2010-07-19	1,433.25		3.0781136	4,411.71	1.0800	1,547.91	-2,863.80
ADK	UXXXXXXX	2010-07-16	1,874.25		3.1278972	5,862.46	1.0800	2,024.19	-3,838.27
AGD	-	-	1,000	1	21.3937874	21,393.79	10.5700	10,570.00	-10,823.79	SY
AGD	UXXXXXXX	2010-12-08	750		15.2012874	11,400.97	10.5700	7,927.50	-3,473.47
AGD	UXXXXXXX	2006-07-25	250		39.9712874	9,992.82	10.5700	2,642.50	-7,350.32
ANCE	UXXXXXXX	2015-07-28	243,700	1	0.0500	12,185.00	0.0462	11,258.94	-926.06
AOD	-	-	3,550	1	10.819078	38,407.73	8.8500	31,417.50	-6,990.23	SY
AOD	UXXXXXXX	2013-07-01	1,250		8.1493035	10,186.63	8.8500	11,062.50	875.87
AOD	UXXXXXXX	2013-06-28	1,250		8.0693835	10,086.73	8.8500	11,062.50	975.77
AOD	UXXXXXXX	2010-12-08	850		11.9295388	10,140.11	8.8500	7,522.50	-2,617.61
AOD	UXXXXXXX	2007-01-25	150		39.9713035	5,995.70	8.8500	1,327.50	-4,668.20
AOD	UXXXXXXX	2007-01-25	50		39.9712914	1,998.56	8.8500	442.50	-1,556.06
ARCTF	-	-	5,000	1	0.929015	4,645.08	0.9660	4,830.00	184.92	SY
ARCTF	UXXXXXXX	2016-07-22, 15:46:25	2,000		0.929015	1,858.03	0.9660	1,932.00	73.97
ARCTF	UXXXXXXX	2016-07-22, 15:45:35	2,000		0.929015	1,858.03	0.9660	1,932.00	73.97
ARCTF	UXXXXXXX	2016-07-22, 15:45:35	1,000		0.929015	929.02	0.9660	966.00	36.98
AUMN	-	-	415,734	1	1.4065891	584,766.91	0.5486	228,071.67	-356,695.24	SY
AUMN	UXXXXXXX	2013-05-07	500		1.66076	830.38	0.5486	274.30	-556.08
AUMN	UXXXXXXX	2013-04-16	500		1.74076	870.38	0.5486	274.30	-596.08
AUMN	UXXXXXXX	2011-12-23	103		6.1334951	631.75	0.5486	56.51	-575.24
AUMN	UXXXXXXX	2011-12-15	100		5.7594	575.94	0.5486	54.86	-521.08
AUMN	UXXXXXXX	2011-09-13	297		14.0249832	4,165.42	0.5486	162.93	-4,002.49
AUMN	UXXXXXXX	2017-01-19, 15:55:00	100		0.8398	83.98	0.5486	54.86	-29.12
AUMN	UXXXXXXX	2017-01-19, 15:55:00	100		0.6899	68.99	0.5486	54.86	-14.13
AUMN	UXXXXXXX	2017-01-19, 15:55:00	200		0.7466982	149.34	0.5486	109.72	-39.62
AUMN	UXXXXXXX	2017-01-19, 15:55:00	100		0.69345	69.34	0.5486	54.86	-14.48
AUMN	UXXXXXXX	2017-01-19, 15:55:00	3,600		0.7667432	2,760.28	0.5486	1,974.96	-785.32
AUMN	UXXXXXXX	2017-01-19, 15:55:00	200		0.7498	149.96	0.5486	109.72	-40.24
AUMN	UXXXXXXX	2017-01-19, 15:55:00	100		0.7650	76.50	0.5486	54.86	-21.64
AUMN	UXXXXXXX	2017-01-19, 15:55:00	2,100		0.7257742	1,524.13	0.5486	1,152.06	-372.07
AUMN	UXXXXXXX	2016-07-08, 13:29:19	4,400		0.9030	3,973.20	0.5486	2,413.84	-1,559.36
AUMN	UXXXXXXX	2016-07-08, 13:29:19	100		0.929712	92.97	0.5486	54.86	-38.11
AUMN	UXXXXXXX	2016-06-30, 09:41:28	653		0.63339	413.60	0.5486	358.24	-55.37
AUMN	UXXXXXXX	2016-06-30, 09:41:28	300		0.63339	190.02	0.5486	164.58	-25.44
AUMN	UXXXXXXX	2016-06-30, 09:37:04	200		0.65694	131.39	0.5486	109.72	-21.67
AUMN	UXXXXXXX	2016-06-30, 09:37:04	1,502		0.6486226	974.23	0.5486	824.00	-150.23
AUMN	UXXXXXXX	2016-06-30, 09:34:49	1,900		0.61275	1,164.22	0.5486	1,042.34	-121.89
AUMN	UXXXXXXX	2016-06-30, 09:32:26	1,845		0.61275	1,130.52	0.5486	1,012.17	-118.36
AUMN	UXXXXXXX	2016-06-24, 09:59:03	900		0.5952275	535.70	0.5486	493.74	-41.96
AUMN	UXXXXXXX	2016-06-24, 09:42:21	1,200		0.6481175	777.74	0.5486	658.32	-119.42
AUMN	UXXXXXXX	2016-06-24, 09:42:21	100		0.6487625	64.88	0.5486	54.86	-10.02
AUMN	UXXXXXXX	2016-06-24, 09:42:21	200		0.6450	129.00	0.5486	109.72	-19.28
AUMN	UXXXXXXX	2016-06-24, 09:42:21	700		0.650375	455.26	0.5486	384.02	-71.24
AUMN	UXXXXXXX	2016-06-24, 09:42:21	300		0.650375	195.11	0.5486	164.58	-30.53
AUMN	UXXXXXXX	2016-06-24, 09:42:21	500		0.650375	325.19	0.5486	274.30	-50.89
AUMN	UXXXXXXX	2016-06-24, 09:42:21	100		0.6487625	64.88	0.5486	54.86	-10.02
AUMN	UXXXXXXX	2016-06-24, 09:42:21	300		0.6481175	194.44	0.5486	164.58	-29.86
AUMN	UXXXXXXX	2016-06-24, 09:42:21	1,000		0.650375	650.38	0.5486	548.60	-101.78
AUMN	UXXXXXXX	2016-06-24, 09:42:21	300		0.650375	195.11	0.5486	164.58	-30.53
AUMN	UXXXXXXX	2016-06-24, 09:42:21	100		0.650375	65.04	0.5486	54.86	-10.18
AUMN	UXXXXXXX	2016-06-24, 09:42:21	100		0.650375	65.04	0.5486	54.86	-10.18
AUMN	UXXXXXXX	2016-06-16, 10:22:21	200		0.6235	124.70	0.5486	109.72	-14.98
AUMN	UXXXXXXX	2016-06-16, 10:22:21	500		0.645568	322.78	0.5486	274.30	-48.48
AUMN	UXXXXXXX	2016-06-16, 10:14:21	10		2.0800	20.80	0.5486	5.49	-15.31
AUMN	UXXXXXXX	2016-06-16, 10:14:21	100		0.5800	58.00	0.5486	54.86	-3.14
AUMN	UXXXXXXX	2016-06-16, 10:14:21	590		0.6364153	375.48	0.5486	323.67	-51.81
AUMN	UXXXXXXX	2016-06-16, 10:14:21	1,500		0.644805	967.21	0.5486	822.90	-144.31
AUMN	UXXXXXXX	2016-06-16, 10:14:21	600		0.6066775	364.01	0.5486	329.16	-34.85
AUMN	UXXXXXXX	2016-06-16, 10:14:21	500		0.6157	307.85	0.5486	274.30	-33.55
AUMN	UXXXXXXX	2016-06-16, 10:14:21	1,100		0.6451388	709.65	0.5486	603.46	-106.19
AUMN	UXXXXXXX	2016-06-16, 10:14:21	100		0.64525	64.52	0.5486	54.86	-9.66
AUMN	UXXXXXXX	2016-06-08, 11:35:28	100		0.6592	65.92	0.5486	54.86	-11.06
AUMN	UXXXXXXX	2016-06-08, 11:35:28	100		0.5118451	51.18	0.5486	54.86	3.68
AUMN	UXXXXXXX	2016-06-08, 11:35:28	500		0.5558678	277.93	0.5486	274.30	-3.63
AUMN	UXXXXXXX	2016-06-08, 11:35:28	100		0.569968	57.00	0.5486	54.86	-2.14
AUMN	UXXXXXXX	2016-06-08, 11:35:28	100		0.5712	57.12	0.5486	54.86	-2.26
AUMN	UXXXXXXX	2016-06-08, 11:29:55	200		0.5865294	117.31	0.5486	109.72	-7.59
AUMN	UXXXXXXX	2016-06-08, 11:29:55	100		0.5862745	58.63	0.5486	54.86	-3.77
AUMN	UXXXXXXX	2016-06-08, 11:29:55	100		0.5456705	54.57	0.5486	54.86	0.29
AUMN	UXXXXXXX	2016-06-08, 11:29:55	100		0.5422292	54.22	0.5486	54.86	0.64
AUMN	UXXXXXXX	2016-06-08, 11:29:55	100		0.570976	57.10	0.5486	54.86	-2.24
AUMN	UXXXXXXX	2016-06-08, 11:29:55	300		0.570976	171.29	0.5486	164.58	-6.71
AUMN	UXXXXXXX	2016-06-08, 11:29:55	1,100		0.5712	628.32	0.5486	603.46	-24.86
AUMN	UXXXXXXX	2016-06-08, 10:51:15	1,700		0.5375	913.75	0.5486	932.62	18.87
AUMN	UXXXXXXX	2016-06-08, 10:50:20	1,500		0.5375	806.25	0.5486	822.90	16.65
AUMN	UXXXXXXX	2016-06-08, 10:47:53	500		0.5600	280.00	0.5486	274.30	-5.70
AUMN	UXXXXXXX	2016-06-08, 10:47:53	50		0.5375	26.88	0.5486	27.43	0.56
AUMN	UXXXXXXX	2016-06-08, 10:42:59	400		0.5662984	226.52	0.5486	219.44	-7.08
AUMN	UXXXXXXX	2016-06-08, 10:42:59	700		0.5560489	389.23	0.5486	384.02	-5.21
AUMN	UXXXXXXX	2016-06-08, 10:42:59	100		0.5560275	55.60	0.5486	54.86	-0.74
AUMN	UXXXXXXX	2016-06-08, 10:42:59	400		0.5525	221.00	0.5486	219.44	-1.56
AUMN	UXXXXXXX	2016-06-08, 10:42:59	100		0.5600	56.00	0.5486	54.86	-1.14
AUMN	UXXXXXXX	2016-06-08, 10:42:59	100		0.544782	54.48	0.5486	54.86	0.38
AUMN	UXXXXXXX	2016-06-08, 10:42:59	500		0.559776	279.89	0.5486	274.30	-5.59
AUMN	UXXXXXXX	2016-06-08, 10:42:59	100		0.5560275	55.60	0.5486	54.86	-0.74
AUMN	UXXXXXXX	2016-06-08, 10:42:59	100		0.559776	55.98	0.5486	54.86	-1.12
AUMN	UXXXXXXX	2016-06-08, 10:42:59	100		0.5600	56.00	0.5486	54.86	-1.14
AUMN	UXXXXXXX	2016-06-08, 10:42:59	500		0.5600	280.00	0.5486	274.30	-5.70
AUMN	UXXXXXXX	2016-06-08, 10:42:59	200		0.5560275	111.21	0.5486	109.72	-1.49
AUMN	UXXXXXXX	2016-06-08, 10:42:59	100		0.5523895	55.24	0.5486	54.86	-0.38
AUMN	UXXXXXXX	2016-04-22, 16:04:23	2,500		0.8711375	2,177.84	0.5486	1,371.50	-806.34
AUMN	UXXXXXXX	2016-04-22, 16:04:23	431		0.8711375	375.46	0.5486	236.45	-139.01
AUMN	UXXXXXXX	2016-04-22, 16:04:23	100		0.8711375	87.11	0.5486	54.86	-32.25
AUMN	UXXXXXXX	2016-04-22, 16:04:23	100		0.8711375	87.11	0.5486	54.86	-32.25
AUMN	UXXXXXXX	2016-04-22, 16:04:23	2,500		0.8711375	2,177.84	0.5486	1,371.50	-806.34
AUMN	UXXXXXXX	2016-04-22, 16:04:23	637		0.8711375	554.91	0.5486	349.46	-205.46
AUMN	UXXXXXXX	2016-04-22, 16:04:23	100		0.8711375	87.11	0.5486	54.86	-32.25
AUMN	UXXXXXXX	2016-04-22, 16:04:23	5,000		0.8711375	4,355.69	0.5486	2,743.00	-1,612.69
AUMN	UXXXXXXX	2016-04-22, 16:04:23	100		0.8711375	87.11	0.5486	54.86	-32.25
AUMN	UXXXXXXX	2016-04-22, 16:04:23	211		0.8711375	183.81	0.5486	115.75	-68.06
AUMN	UXXXXXXX	2016-04-22, 16:04:23	100		0.8711375	87.11	0.5486	54.86	-32.25
AUMN	UXXXXXXX	2016-04-22, 16:04:23	3,221		0.8711375	2,805.93	0.5486	1,767.04	-1,038.89
AUMN	UXXXXXXX	2016-04-22, 15:14:00	500		0.8340472	417.02	0.5486	274.30	-142.72
AUMN	UXXXXXXX	2016-04-22, 15:14:00	7,500		0.8170	6,127.50	0.5486	4,114.50	-2,013.00
AUMN	UXXXXXXX	2016-04-22, 15:14:00	1,300		0.8170	1,062.10	0.5486	713.18	-348.92
AUMN	UXXXXXXX	2016-04-22, 15:13:56	100		0.9000	90.00	0.5486	54.86	-35.14
AUMN	UXXXXXXX	2016-04-22, 15:13:56	100		0.7549	75.49	0.5486	54.86	-20.63
AUMN	UXXXXXXX	2016-04-22, 15:13:56	100		0.8366776	83.67	0.5486	54.86	-28.81
AUMN	UXXXXXXX	2016-04-22, 15:13:56	100		0.8268224	82.68	0.5486	54.86	-27.82
AUMN	UXXXXXXX	2016-04-22, 15:13:56	100		0.8225	82.25	0.5486	54.86	-27.39
AUMN	UXXXXXXX	2016-04-22, 15:13:56	100		0.8250	82.50	0.5486	54.86	-27.64
AUMN	UXXXXXXX	2016-04-22, 15:13:56	100		0.8342	83.42	0.5486	54.86	-28.56
AUMN	UXXXXXXX	2016-04-22, 10:40:12	10,000		0.9050	9,050.00	0.5486	5,486.00	-3,564.00
AUMN	UXXXXXXX	2016-04-22, 10:00:20	900		0.8697	782.73	0.5486	493.74	-288.99
AUMN	UXXXXXXX	2016-04-22, 10:00:20	100		0.8772975	87.73	0.5486	54.86	-32.87
AUMN	UXXXXXXX	2016-04-22, 10:00:20	1,200		0.8811	1,057.32	0.5486	658.32	-399.00
AUMN	UXXXXXXX	2016-04-22, 10:00:20	50		0.906192	45.31	0.5486	27.43	-17.88
AUMN	UXXXXXXX	2016-04-22, 10:00:20	2,500		0.8867383	2,216.85	0.5486	1,371.50	-845.35
AUMN	UXXXXXXX	2016-04-22, 10:00:20	250		0.8850	221.25	0.5486	137.15	-84.10
AUMN	UXXXXXXX	2016-04-22, 09:59:20	900		0.8697	782.73	0.5486	493.74	-288.99
AUMN	UXXXXXXX	2016-04-22, 09:59:20	500		0.8700	435.00	0.5486	274.30	-160.70
AUMN	UXXXXXXX	2016-04-22, 09:59:20	2,800		0.8850	2,478.00	0.5486	1,536.08	-941.92
AUMN	UXXXXXXX	2016-04-22, 09:59:20	600		0.8700	522.00	0.5486	329.16	-192.84
AUMN	UXXXXXXX	2016-04-22, 09:59:20	200		0.8700	174.00	0.5486	109.72	-64.28
AUMN	UXXXXXXX	2016-04-21, 16:03:17	4,000		0.8600	3,440.00	0.5486	2,194.40	-1,245.60
AUMN	UXXXXXXX	2016-04-21, 15:22:50	700		0.843875	590.71	0.5486	384.02	-206.69
AUMN	UXXXXXXX	2016-04-21, 12:16:40	3,783		0.8385	3,172.05	0.5486	2,075.35	-1,096.69
AUMN	UXXXXXXX	2016-04-21, 12:00:26	200		0.8422575	168.45	0.5486	109.72	-58.73
AUMN	UXXXXXXX	2016-04-21, 11:55:27	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-21, 11:55:27	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-21, 11:55:27	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-21, 11:54:28	217		0.8550	185.54	0.5486	119.05	-66.49
AUMN	UXXXXXXX	2016-04-21, 11:28:03	500		0.8547	427.35	0.5486	274.30	-153.05
AUMN	UXXXXXXX	2016-04-19, 15:59:30	100		0.7978481	79.78	0.5486	54.86	-24.92
AUMN	UXXXXXXX	2016-04-19, 15:59:30	300		0.865984	259.80	0.5486	164.58	-95.22
AUMN	UXXXXXXX	2016-04-19, 15:59:30	100		0.8677	86.77	0.5486	54.86	-31.91
AUMN	UXXXXXXX	2016-04-19, 15:59:30	100		0.8649	86.49	0.5486	54.86	-31.63
AUMN	UXXXXXXX	2016-04-19, 15:59:30	200		0.8677	173.54	0.5486	109.72	-63.82
AUMN	UXXXXXXX	2016-04-19, 15:59:30	100		0.8649	86.49	0.5486	54.86	-31.63
AUMN	UXXXXXXX	2016-04-19, 15:59:20	100		0.9400	94.00	0.5486	54.86	-39.14
AUMN	UXXXXXXX	2016-04-19, 15:58:27	394		0.8650	340.81	0.5486	216.15	-124.66
AUMN	UXXXXXXX	2016-04-19, 15:58:27	100		0.8650	86.50	0.5486	54.86	-31.64
AUMN	UXXXXXXX	2016-04-19, 15:58:27	1,741		0.8650	1,505.96	0.5486	955.11	-550.85
AUMN	UXXXXXXX	2016-04-19, 15:58:27	3,208		0.8562571	2,746.87	0.5486	1,759.91	-986.96
AUMN	UXXXXXXX	2016-04-19, 15:58:17	100		0.9400	94.00	0.5486	54.86	-39.14
AUMN	UXXXXXXX	2016-04-19, 15:58:17	68		0.7801	53.05	0.5486	37.30	-15.74
AUMN	UXXXXXXX	2016-04-19, 15:58:17	2,889		0.8641693	2,496.58	0.5486	1,584.91	-911.68
AUMN	UXXXXXXX	2016-04-19, 15:36:50	11		0.8550	9.40	0.5486	6.03	-3.37
AUMN	UXXXXXXX	2016-04-19, 15:35:50	200		0.8550	171.00	0.5486	109.72	-61.28
AUMN	UXXXXXXX	2016-04-19, 15:35:02	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-19, 15:34:40	19,289		0.8550	16,492.10	0.5486	10,581.95	-5,910.15
AUMN	UXXXXXXX	2016-04-19, 15:34:40	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-19, 15:34:40	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-19, 15:34:40	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-19, 15:34:40	100		0.8550	85.50	0.5486	54.86	-30.64
AUMN	UXXXXXXX	2016-04-19, 10:16:48	200		0.8746	174.92	0.5486	109.72	-65.20
AUMN	UXXXXXXX	2016-04-19, 10:16:48	200		0.8578975	171.58	0.5486	109.72	-61.86
AUMN	UXXXXXXX	2016-04-19, 10:16:48	100		0.8338225	83.38	0.5486	54.86	-28.52
AUMN	UXXXXXXX	2016-04-19, 10:16:48	300		0.862889	258.87	0.5486	164.58	-94.29
AUMN	UXXXXXXX	2016-04-19, 10:16:48	200		0.8598925	171.98	0.5486	109.72	-62.26
AUMN	UXXXXXXX	2016-04-19, 10:06:47	714		0.87075	621.72	0.5486	391.70	-230.02
AUMN	UXXXXXXX	2016-04-19, 10:04:28	1,786		0.87075	1,555.16	0.5486	979.80	-575.36
AUMN	UXXXXXXX	2016-04-19, 10:04:22	2,200		0.87075	1,915.65	0.5486	1,206.92	-708.73
AUMN	UXXXXXXX	2016-04-19, 10:04:22	100		0.905632	90.56	0.5486	54.86	-35.70
AUMN	UXXXXXXX	2016-04-19, 10:04:22	200		0.87075	174.15	0.5486	109.72	-64.43
AUMN	UXXXXXXX	2016-04-19, 09:29:15	900		0.9030	812.70	0.5486	493.74	-318.96
AUMN	UXXXXXXX	2016-04-19, 09:18:45	100		0.9700	97.00	0.5486	54.86	-42.14
AUMN	UXXXXXXX	2016-04-19, 08:55:46	900		0.8950	805.50	0.5486	493.74	-311.76
AUMN	UXXXXXXX	2016-04-19, 08:54:06	300		0.8776	263.28	0.5486	164.58	-98.70
AUMN	UXXXXXXX	2016-04-19, 08:54:06	300		0.8724	261.72	0.5486	164.58	-97.14
AUMN	UXXXXXXX	2016-04-19, 08:54:06	4,400		0.8750	3,850.00	0.5486	2,413.84	-1,436.16
AUMN	UXXXXXXX	2016-04-19, 08:54:06	100		0.8750	87.50	0.5486	54.86	-32.64
AUMN	UXXXXXXX	2016-04-18, 16:02:01	1,436		0.8150	1,170.34	0.5486	787.79	-382.55
AUMN	UXXXXXXX	2016-04-18, 16:02:01	450		0.8150	366.75	0.5486	246.87	-119.88
AUMN	UXXXXXXX	2016-04-18, 15:59:43	100		0.8900	89.00	0.5486	54.86	-34.14
AUMN	UXXXXXXX	2016-04-18, 15:59:43	800		0.805625	644.50	0.5486	438.88	-205.62
AUMN	UXXXXXXX	2016-04-18, 15:59:43	200		0.8150	163.00	0.5486	109.72	-53.28
AUMN	UXXXXXXX	2016-04-18, 15:58:58	100		0.8900	89.00	0.5486	54.86	-34.14
AUMN	UXXXXXXX	2016-04-18, 15:58:58	100		0.74299	74.30	0.5486	54.86	-19.44
AUMN	UXXXXXXX	2016-04-18, 15:58:58	500		0.814402	407.20	0.5486	274.30	-132.90
AUMN	UXXXXXXX	2016-04-18, 15:58:58	100		0.8150	81.50	0.5486	54.86	-26.64
AUMN	UXXXXXXX	2016-04-18, 11:54:02	6,000		0.779375	4,676.25	0.5486	3,291.60	-1,384.65
AUMN	UXXXXXXX	2016-04-15, 15:58:51	550		0.8150	448.25	0.5486	301.73	-146.52
AUMN	UXXXXXXX	2016-04-15, 15:58:51	150		0.8150	122.25	0.5486	82.29	-39.96
AUMN	UXXXXXXX	2016-04-15, 15:58:40	100		0.8150	81.50	0.5486	54.86	-26.64
AUMN	UXXXXXXX	2016-04-15, 15:58:17	1,200		0.8150	978.00	0.5486	658.32	-319.68
AUMN	UXXXXXXX	2016-04-15, 15:44:14	1,600		0.8100	1,296.00	0.5486	877.76	-418.24
AUMN	UXXXXXXX	2016-04-08, 15:59:34	2,000		0.5936	1,187.20	0.5486	1,097.20	-90.00
AUMN	UXXXXXXX	2016-03-22, 15:57:39	86		0.4872	41.90	0.5486	47.18	5.28
AUMN	UXXXXXXX	2016-03-22, 15:57:20	1,000		0.467625	467.62	0.5486	548.60	80.97
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.5799	57.99	0.5486	54.86	-3.13
AUMN	UXXXXXXX	2016-03-22, 15:57:11	114		0.4410381	50.28	0.5486	62.54	12.26
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.5091662	50.92	0.5486	54.86	3.94
AUMN	UXXXXXXX	2016-03-22, 15:57:11	200		0.4468838	89.38	0.5486	109.72	20.34
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.4584168	45.84	0.5486	54.86	9.02
AUMN	UXXXXXXX	2016-03-22, 15:57:11	600		0.468591	281.15	0.5486	329.16	48.01
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.485072	48.51	0.5486	54.86	6.35
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.472079	47.21	0.5486	54.86	7.65
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.481376	48.14	0.5486	54.86	6.72
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.468591	46.86	0.5486	54.86	8.00
AUMN	UXXXXXXX	2016-03-22, 15:57:11	100		0.4818238	48.18	0.5486	54.86	6.68
AUMN	UXXXXXXX	2016-03-22, 15:57:11	200		0.485072	97.01	0.5486	109.72	12.71
AUMN	UXXXXXXX	2016-03-17, 10:48:10	500		0.5586775	279.34	0.5486	274.30	-5.04
AUMN	UXXXXXXX	2016-03-17, 10:48:10	700		0.5586775	391.07	0.5486	384.02	-7.05
AUMN	UXXXXXXX	2016-03-17, 10:48:10	200		0.5586775	111.74	0.5486	109.72	-2.02
AUMN	UXXXXXXX	2016-03-17, 10:48:10	2,100		0.5590	1,173.90	0.5486	1,152.06	-21.84
AUMN	UXXXXXXX	2016-03-17, 10:48:10	100		0.5590	55.90	0.5486	54.86	-1.04
AUMN	UXXXXXXX	2016-03-17, 10:48:10	500		0.5588925	279.45	0.5486	274.30	-5.15
AUMN	UXXXXXXX	2016-03-17, 10:47:50	700		0.5379128	376.54	0.5486	384.02	7.48
AUMN	UXXXXXXX	2016-03-17, 10:47:50	100		0.532353	53.24	0.5486	54.86	1.62
AUMN	UXXXXXXX	2016-03-17, 10:47:50	100		0.5375	53.75	0.5486	54.86	1.11
AUMN	UXXXXXXX	2016-03-10, 12:52:02	300		0.5838	175.14	0.5486	164.58	-10.56
AUMN	UXXXXXXX	2015-09-24, 14:42:37	1,400		0.3009644	421.35	0.5486	768.04	346.69
AUMN	UXXXXXXX	2015-09-24, 12:43:04	400		0.2823045	112.92	0.5486	219.44	106.52
AUMN	UXXXXXXX	2015-09-24, 12:41:01	800		0.3135545	250.84	0.5486	438.88	188.04
AUMN	UXXXXXXX	2015-09-23, 11:50:22	700		0.3059922	214.19	0.5486	384.02	169.83
AUMN	UXXXXXXX	2015-09-23, 11:36:00	200		0.3651	73.02	0.5486	109.72	36.70
AUMN	UXXXXXXX	2015-09-22, 15:59:21	24		0.9150	21.96	0.5486	13.17	-8.79
AUMN	UXXXXXXX	2015-09-17, 13:52:35	2,075		0.31175	646.88	0.5486	1,138.34	491.46
AUMN	UXXXXXXX	2015-09-17, 13:52:35	5,534		0.31175	1,725.22	0.5486	3,035.95	1,310.73
AUMN	UXXXXXXX	2015-06-16	1,000		0.42028	420.28	0.5486	548.60	128.32
AUMN	UXXXXXXX	2015-06-15	1,800		0.3957667	712.38	0.5486	987.48	275.10
AUMN	UXXXXXXX	2015-06-15	300		0.4389	131.67	0.5486	164.58	32.91
AUMN	UXXXXXXX	2015-06-12	1,000		0.4049	404.90	0.5486	548.60	143.70
AUMN	UXXXXXXX	2015-06-12	1,000		0.4204	420.40	0.5486	548.60	128.20
AUMN	UXXXXXXX	2015-06-08	607		0.4290939	260.46	0.5486	333.00	72.54
AUMN	UXXXXXXX	2015-06-05	2,000		0.41909	838.18	0.5486	1,097.20	259.02
AUMN	UXXXXXXX	2015-06-02	2,000		0.41019	820.38	0.5486	1,097.20	276.82
AUMN	UXXXXXXX	2015-05-20	2,059		0.418373	861.43	0.5486	1,129.57	268.14
AUMN	UXXXXXXX	2015-05-18	4,000		0.429995	1,719.98	0.5486	2,194.40	474.42
AUMN	UXXXXXXX	2015-05-13	2,000		0.43019	860.38	0.5486	1,097.20	236.82
AUMN	UXXXXXXX	2015-05-05	2,000		0.44069	881.38	0.5486	1,097.20	215.82
AUMN	UXXXXXXX	2015-04-20	1,000		0.45038	450.38	0.5486	548.60	98.22
AUMN	UXXXXXXX	2015-04-08	1,000		0.48038	480.38	0.5486	548.60	68.22
AUMN	UXXXXXXX	2015-04-01	410		0.4353171	178.48	0.5486	224.93	46.45
AUMN	UXXXXXXX	2015-04-01	590		0.4873051	287.51	0.5486	323.67	36.16
AUMN	UXXXXXXX	2015-03-27	3,000		0.42305	1,269.15	0.5486	1,645.80	376.65
AUMN	UXXXXXXX	2015-03-27	2,000		0.4350	870.00	0.5486	1,097.20	227.20
AUMN	UXXXXXXX	2015-03-27	6,000		0.4431967	2,659.18	0.5486	3,291.60	632.42
AUMN	UXXXXXXX	2015-03-19	2,000		0.44509	890.18	0.5486	1,097.20	207.02
AUMN	UXXXXXXX	2015-03-16	1,732		0.439567	761.33	0.5486	950.18	188.85
AUMN	UXXXXXXX	2015-03-13	1,000		0.46818	468.18	0.5486	548.60	80.42
AUMN	UXXXXXXX	2015-03-12	2,000		0.44479	889.58	0.5486	1,097.20	207.62
AUMN	UXXXXXXX	2015-03-11	2,000		0.43069	861.38	0.5486	1,097.20	235.82
AUMN	UXXXXXXX	2015-03-10	1,000		0.4300	430.00	0.5486	548.60	118.60
AUMN	UXXXXXXX	2015-03-10	2,500		0.453152	1,132.88	0.5486	1,371.50	238.62
AUMN	UXXXXXXX	2015-03-09	768		0.4551953	349.59	0.5486	421.32	71.73
AUMN	UXXXXXXX	2015-03-09	5,000		0.464076	2,320.38	0.5486	2,743.00	422.62
AUMN	UXXXXXXX	2015-03-06	1,000		0.49438	494.38	0.5486	548.60	54.22
AUMN	UXXXXXXX	2015-01-30	2,000		0.5648	1,129.60	0.5486	1,097.20	-32.40
AUMN	UXXXXXXX	2015-01-30	2,000		0.57769	1,155.38	0.5486	1,097.20	-58.18
AUMN	UXXXXXXX	2015-01-22	3,000		0.61678	1,850.34	0.5486	1,645.80	-204.54
AUMN	UXXXXXXX	2014-12-01	2,000		0.62999	1,259.98	0.5486	1,097.20	-162.78
AUMN	UXXXXXXX	2014-09-30	3,000		0.67271	2,018.13	0.5486	1,645.80	-372.33
AUMN	UXXXXXXX	2014-06-30	2,500		1.008052	2,520.13	0.5486	1,371.50	-1,148.63
AUMN	UXXXXXXX	2014-06-18	3,000		0.76845	2,305.35	0.5486	1,645.80	-659.55
AUMN	UXXXXXXX	2014-06-18	500		0.9699	484.95	0.5486	274.30	-210.65
AUMN	UXXXXXXX	2014-06-17	4,700		0.6934723	3,259.32	0.5486	2,578.42	-680.90
AUMN	UXXXXXXX	2014-06-17	3,300		0.7107394	2,345.44	0.5486	1,810.38	-535.06
AUMN	UXXXXXXX	2014-06-16	6,000		0.7001083	4,200.65	0.5486	3,291.60	-909.05
AUMN	UXXXXXXX	2014-06-16	5,000		0.701176	3,505.88	0.5486	2,743.00	-762.88
AUMN	UXXXXXXX	2014-06-12	600		0.6970333	418.22	0.5486	329.16	-89.06
AUMN	UXXXXXXX	2014-06-12	100		0.6978	69.78	0.5486	54.86	-14.92
AUMN	UXXXXXXX	2014-06-12	100		0.6990	69.90	0.5486	54.86	-15.04
AUMN	UXXXXXXX	2014-06-12	100		0.6999	69.99	0.5486	54.86	-15.13
AUMN	UXXXXXXX	2014-06-12	4,010		0.7000399	2,807.16	0.5486	2,199.89	-607.27
AUMN	UXXXXXXX	2014-06-12	90		0.8073333	72.66	0.5486	49.37	-23.29
AUMN	UXXXXXXX	2014-01-06	2,000		0.58019	1,160.38	0.5486	1,097.20	-63.18
AUMN	UXXXXXXX	2014-01-02	3,800		0.5515	2,095.70	0.5486	2,084.68	-11.02
AUMN	UXXXXXXX	2014-01-02	200		0.6026	120.52	0.5486	109.72	-10.80
AUMN	UXXXXXXX	2013-12-31	5,000		0.476076	2,380.38	0.5486	2,743.00	362.62
AUMN	UXXXXXXX	2013-12-27	5,070		0.4840197	2,453.98	0.5486	2,781.40	327.42
AUMN	UXXXXXXX	2013-12-26	5,000		0.474076	2,370.38	0.5486	2,743.00	372.62
AUMN	UXXXXXXX	2013-12-24	5,000		0.464076	2,320.38	0.5486	2,743.00	422.62
AUMN	UXXXXXXX	2013-12-23	4,200		0.4648524	1,952.38	0.5486	2,304.12	351.74
AUMN	UXXXXXXX	2013-12-19	800		0.454975	363.98	0.5486	438.88	74.90
AUMN	UXXXXXXX	2013-12-16	2,000		0.44019	880.38	0.5486	1,097.20	216.82
AUMN	UXXXXXXX	2013-12-10	2,000		0.54011	1,080.22	0.5486	1,097.20	16.98
AUMN	UXXXXXXX	2013-09-24	1,000		1.04038	1,040.38	0.5486	548.60	-491.78
AUMN	UXXXXXXX	2013-09-23	1,630		0.9613681	1,567.03	0.5486	894.22	-672.81
AUMN	UXXXXXXX	2013-09-19	2,000		1.09019	2,180.38	0.5486	1,097.20	-1,083.18
AUMN	UXXXXXXX	2013-08-27	4,000		1.5025	6,010.00	0.5486	2,194.40	-3,815.60
AUMN	UXXXXXXX	2013-08-27	3,000		1.5865933	4,759.78	0.5486	1,645.80	-3,113.98
AUMN	UXXXXXXX	2013-08-26	1,500		1.5565667	2,334.85	0.5486	822.90	-1,511.95
AUMN	UXXXXXXX	2013-08-26	2,000		1.61009	3,220.18	0.5486	1,097.20	-2,122.98
AUMN	UXXXXXXX	2013-08-16	1,100		1.5185273	1,670.38	0.5486	603.46	-1,066.92
AUMN	UXXXXXXX	2013-08-16	1,000		1.6000	1,600.00	0.5486	548.60	-1,051.40
AUMN	UXXXXXXX	2013-07-16	466		1.4622747	681.42	0.5486	255.65	-425.77
AUMN	UXXXXXXX	2013-07-16	534		1.4687266	784.30	0.5486	292.95	-491.35
AUMN	UXXXXXXX	2013-07-15	1,000		1.38028	1,380.28	0.5486	548.60	-831.68
AUMN	UXXXXXXX	2013-07-12	100		1.3350	133.50	0.5486	54.86	-78.64
AUMN	UXXXXXXX	2013-07-12	900		1.3515333	1,216.38	0.5486	493.74	-722.64
AUMN	UXXXXXXX	2013-07-11	1,500		1.3835867	2,075.38	0.5486	822.90	-1,252.48
AUMN	UXXXXXXX	2013-07-11	500		1.3950	697.50	0.5486	274.30	-423.20
AUMN	UXXXXXXX	2013-07-09	700		1.3402571	938.18	0.5486	384.02	-554.16
AUMN	UXXXXXXX	2013-06-21	1,000		1.6100	1,610.00	0.5486	548.60	-1,061.40
AUMN	UXXXXXXX	2013-06-21	1,000		1.62038	1,620.38	0.5486	548.60	-1,071.78
AUMN	UXXXXXXX	2013-06-05	2,000		1.82019	3,640.38	0.5486	1,097.20	-2,543.18
AUMN	UXXXXXXX	2013-05-30	1,000		1.89038	1,890.38	0.5486	548.60	-1,341.78
AUMN	UXXXXXXX	2013-05-30	1,000		1.9200	1,920.00	0.5486	548.60	-1,371.40
AUMN	UXXXXXXX	2013-05-30	1,000		1.9300	1,930.00	0.5486	548.60	-1,381.40
AUMN	UXXXXXXX	2013-05-29	2,000		1.88019	3,760.38	0.5486	1,097.20	-2,663.18
AUMN	UXXXXXXX	2013-05-07	1,000		1.62038	1,620.38	0.5486	548.60	-1,071.78
AUMN	UXXXXXXX	2013-05-03	1,000		1.72038	1,720.38	0.5486	548.60	-1,171.78
AUMN	UXXXXXXX	2013-05-01	600		1.7516667	1,051.00	0.5486	329.16	-721.84
AUMN	UXXXXXXX	2013-05-01	600		1.8000	1,080.00	0.5486	329.16	-750.84
AUMN	UXXXXXXX	2013-05-01	200		1.8000	360.00	0.5486	109.72	-250.28
AUMN	UXXXXXXX	2013-05-01	800		1.822975	1,458.38	0.5486	438.88	-1,019.50
AUMN	UXXXXXXX	2013-04-25	1,000		1.8299	1,829.90	0.5486	548.60	-1,281.30
AUMN	UXXXXXXX	2013-04-25	1,000		1.83338	1,833.38	0.5486	548.60	-1,284.78
AUMN	UXXXXXXX	2013-04-18	200		1.54035	308.07	0.5486	109.72	-198.35
AUMN	UXXXXXXX	2012-12-11	1,000		4.56038	4,560.38	0.5486	548.60	-4,011.78
AUMN	UXXXXXXX	2012-12-11	1,000		4.6200	4,620.00	0.5486	548.60	-4,071.40
AUMN	UXXXXXXX	2012-11-29	1,000		4.02028	4,020.28	0.5486	548.60	-3,471.68
AUMN	UXXXXXXX	2012-11-23	2,000		3.95009	7,900.18	0.5486	1,097.20	-6,802.98
AUMN	UXXXXXXX	2012-11-23	1,000		3.9689	3,968.90	0.5486	548.60	-3,420.30
AUMN	UXXXXXXX	2012-08-22	1,000		5.47038	5,470.38	0.5486	548.60	-4,921.78
AUMN	UXXXXXXX	2012-08-22	1,500		5.4765667	8,214.85	0.5486	822.90	-7,391.95
AUMN	UXXXXXXX	2012-08-22	2,000		5.4850	10,970.00	0.5486	1,097.20	-9,872.80
AUMN	UXXXXXXX	2012-08-22	1,000		5.5170	5,517.00	0.5486	548.60	-4,968.40
AUMN	UXXXXXXX	2012-08-21	350		5.1601143	1,806.04	0.5486	192.01	-1,614.03
AUMN	UXXXXXXX	2012-08-21	1,000		5.26028	5,260.28	0.5486	548.60	-4,711.68
AUMN	UXXXXXXX	2012-08-10	1,500		4.5034867	6,755.23	0.5486	822.90	-5,932.33
AUMN	UXXXXXXX	2012-08-08	1,000		4.25038	4,250.38	0.5486	548.60	-3,701.78
AUMN	UXXXXXXX	2012-08-07	200		4.4300	886.00	0.5486	109.72	-776.28
AUMN	UXXXXXXX	2012-08-07	800		4.432975	3,546.38	0.5486	438.88	-3,107.50
AUMN	UXXXXXXX	2012-07-27	1,200		4.3868833	5,264.26	0.5486	658.32	-4,605.94
AUMN	UXXXXXXX	2012-07-26	1,000		4.29038	4,290.38	0.5486	548.60	-3,741.78
AUMN	UXXXXXXX	2012-07-20	1,000		4.06328	4,063.28	0.5486	548.60	-3,514.68
AUMN	UXXXXXXX	2012-07-18	450		4.2898889	1,930.45	0.5486	246.87	-1,683.58
AUMN	UXXXXXXX	2012-07-18	50		4.2956	214.78	0.5486	27.43	-187.35
AUMN	UXXXXXXX	2012-07-18	300		4.3200	1,296.00	0.5486	164.58	-1,131.42
AUMN	UXXXXXXX	2012-07-18	250		4.32572	1,081.43	0.5486	137.15	-944.28
AUMN	UXXXXXXX	2012-07-18	550		4.6525273	2,558.89	0.5486	301.73	-2,257.16
AUMN	UXXXXXXX	2012-07-18	350		4.6869143	1,640.42	0.5486	192.01	-1,448.41
AUMN	UXXXXXXX	2012-07-18	100		4.7857	478.57	0.5486	54.86	-423.71
AUMN	UXXXXXXX	2012-01-12	24		10.0650	241.56	0.5486	13.17	-228.39
AUMN	UXXXXXXX	2012-01-11	200		8.7360	1,747.20	0.5486	109.72	-1,637.48
AUMN	UXXXXXXX	2012-01-11	376		8.7650798	3,295.67	0.5486	206.27	-3,089.40
AUMN	UXXXXXXX	2012-01-11	200		8.9414	1,788.28	0.5486	109.72	-1,678.56
AUMN	UXXXXXXX	2012-01-10	3		8.0233333	24.07	0.5486	1.65	-22.42
AUMN	UXXXXXXX	2012-01-10	21		8.0280952	168.59	0.5486	11.52	-157.07
AUMN	UXXXXXXX	2012-01-10	176		8.6448864	1,521.50	0.5486	96.55	-1,424.95
AUMN	UXXXXXXX	2013-10-30	1,015		0.7500788	761.33	0.5486	556.83	-204.50
AUMN	UXXXXXXX	2013-10-29	985		0.7705381	758.98	0.5486	540.37	-218.61
AUMN	UXXXXXXX	2013-10-21	2,037		0.8200049	1,670.35	0.5486	1,117.50	-552.85
AUMN	UXXXXXXX	2013-06-12	963		1.5907788	1,531.92	0.5486	528.30	-1,003.62
AUMN	UXXXXXXX	2013-04-25	1,000		1.80038	1,800.38	0.5486	548.60	-1,251.78
AUMN	UXXXXXXX	2013-04-12	1,000		1.93038	1,930.38	0.5486	548.60	-1,381.78
AUMN	UXXXXXXX	2013-04-02	500		2.34076	1,170.38	0.5486	274.30	-896.08
AUMN	UXXXXXXX	2013-03-19	1,000		2.68028	2,680.28	0.5486	548.60	-2,131.68
AUMN	UXXXXXXX	2013-01-17	1,360		4.6240515	6,288.71	0.5486	746.10	-5,542.61
AUMN	UXXXXXXX	2013-01-17	1,122		4.6340018	5,199.35	0.5486	615.53	-4,583.82
AUMN	UXXXXXXX	2013-01-17	18		5.1405556	92.53	0.5486	9.87	-82.66
AUMN	UXXXXXXX	2012-12-13	550		4.6570545	2,561.38	0.5486	301.73	-2,259.65
AUMN	UXXXXXXX	2012-09-04	1,000		5.30038	5,300.38	0.5486	548.60	-4,751.78
AUMN	UXXXXXXX	2012-08-27	1,000		5.41038	5,410.38	0.5486	548.60	-4,861.78
AUMN	UXXXXXXX	2012-08-24	1,000		5.20038	5,200.38	0.5486	548.60	-4,651.78
AUMN	UXXXXXXX	2012-08-23	1,193		5.587083	6,665.39	0.5486	654.48	-6,010.91
AUMN	UXXXXXXX	2012-08-22	807		5.448798	4,397.18	0.5486	442.72	-3,954.46
AUMN	UXXXXXXX	2012-06-14	2,000		4.82989	9,659.78	0.5486	1,097.20	-8,562.58
AUMN	UXXXXXXX	2012-05-17	1,000		3.4900	3,490.00	0.5486	548.60	-2,941.40
AUMN	UXXXXXXX	2012-05-17	1,000		3.6900	3,690.00	0.5486	548.60	-3,141.40
AUMN	UXXXXXXX	2012-05-17	1,000		3.91028	3,910.28	0.5486	548.60	-3,361.68
AUMN	UXXXXXXX	2012-05-15	1,000		4.2199	4,219.90	0.5486	548.60	-3,671.30
AUMN	UXXXXXXX	2012-05-15	2,000		4.28949	8,578.98	0.5486	1,097.20	-7,481.78
AUMN	UXXXXXXX	2012-04-27	1,000		6.92038	6,920.38	0.5486	548.60	-6,371.78
AUMN	UXXXXXXX	2012-01-31	1,000		9.57038	9,570.38	0.5486	548.60	-9,021.78
AUMN	UXXXXXXX	2012-01-05	1,000		6.11038	6,110.38	0.5486	548.60	-5,561.78
AUMN	UXXXXXXX	2011-12-21	1,000		5.85038	5,850.38	0.5486	548.60	-5,301.78
AUMN	UXXXXXXX	2011-10-03	1,000		7.47038	7,470.38	0.5486	548.60	-6,921.78
AUMN	UXXXXXXX	2011-09-26	350		8.4903778	2,971.63	0.5486	192.01	-2,779.62
AUMN	UXXXXXXX	2016-07-29, 11:58:04	600		1.0993	659.58	0.5486	329.16	-330.42
AUMN	UXXXXXXX	2014-12-04	900		0.6326444	569.38	0.5486	493.74	-75.64
AUMN	UXXXXXXX	2013-05-03	400		1.77065	708.26	0.5486	219.44	-488.82
AUMN	UXXXXXXX	2013-05-03	100		2.1154	211.54	0.5486	54.86	-156.68
AUMN	UXXXXXXX	2011-09-13	252		14.0250	3,534.30	0.5486	138.25	-3,396.05
AUMN	UXXXXXXX	2014-09-16	5,000		0.637076	3,185.38	0.5486	2,743.00	-442.38
AUMN	UXXXXXXX	2012-07-30	1,000		4.38918	4,389.18	0.5486	548.60	-3,840.58
AUMN	UXXXXXXX	2012-07-25	1,000		4.02038	4,020.38	0.5486	548.60	-3,471.78
AUMN	UXXXXXXX	2012-02-02	497		10.441006	5,189.18	0.5486	272.65	-4,916.53
AUMN	UXXXXXXX	2012-01-26	500		9.16076	4,580.38	0.5486	274.30	-4,306.08
AUMN	UXXXXXXX	2011-12-19	5,303		5.6197303	29,801.43	0.5486	2,909.23	-26,892.20
AUMN	UXXXXXXX	2011-12-16	700		5.6315	3,942.05	0.5486	384.02	-3,558.03
AUMN	UXXXXXXX	2015-03-26	2,207		0.451604	996.69	0.5486	1,210.76	214.07
AUMN	UXXXXXXX	2013-05-02	400		1.72095	688.38	0.5486	219.44	-468.94
AUMN	UXXXXXXX	2011-12-28	542		5.5076015	2,985.12	0.5486	297.34	-2,687.78
AUMN	UXXXXXXX	2011-09-13	51		14.024902	715.27	0.5486	27.98	-687.29
AUMN	UXXXXXXX	2011-09-06	147		13.6486395	2,006.35	0.5486	80.64	-1,925.71
AUMN	UXXXXXXX	2013-04-15	1,000		1.69038	1,690.38	0.5486	548.60	-1,141.78
AUMN	UXXXXXXX	2013-03-22	1,000		2.61038	2,610.38	0.5486	548.60	-2,061.78
AUMN	UXXXXXXX	2012-01-25	500		9.24076	4,620.38	0.5486	274.30	-4,346.08
AUMN	UXXXXXXX	2011-11-23	1,000		6.30038	6,300.38	0.5486	548.60	-5,751.78
BXMX	-	-	194	1	20.2268399	3,924.01	14.1300	2,741.22	-1,182.79	SY
BXMX	UXXXXXXX	2005-01-26	97		20.2268399	1,962.00	14.1300	1,370.61	-591.39
BXMX	UXXXXXXX	2005-01-26	97		20.2268399	1,962.00	14.1300	1,370.61	-591.39
CATS	-	-	666	1	3.3548392	2,234.32	4.3400	2,890.44	656.12	SY
CATS	UXXXXXXX	2016-05-31, 15:57:21	100		4.1924998	419.25	4.3400	434.00	14.75
CATS	UXXXXXXX	2016-05-31, 15:53:41	233.3333		4.1924998	978.25	4.3400	1,012.67	34.42
CATS	UXXXXXXX	2016-05-26, 12:00:53	332.6666		2.5154999	836.82	4.3400	1,443.77	606.95
CCTC	-	-	8,786	1	0.1519629	1,335.15	0.1100	966.46	-368.69	SY
CCTC	UXXXXXXX	2017-01-03, 15:24:10	5,900		0.1746875	1,030.66	0.1100	649.00	-381.66
CCTC	UXXXXXXX	2016-12-29, 09:30:01	100		0.3125	31.25	0.1100	11.00	-20.25
CCTC	UXXXXXXX	2014-09-16	2,786		0.098076	273.24	0.1100	306.46	33.22
COP	-	-	500	1	64.77952	32,389.76	44.6600	22,330.00	-10,059.76
COP	UXXXXXXX	2013-08-27	200		68.3719	13,674.38	44.6600	8,932.00	-4,742.38
COP	UXXXXXXX	2013-06-28	200		62.2019	12,440.38	44.6600	8,932.00	-3,508.38
COP	UXXXXXXX	2013-06-28	100		62.7500	6,275.00	44.6600	4,466.00	-1,809.00
CORR	-	-	2,000	1	12.7104	25,420.80	35.2900	70,580.00	45,159.20	SY
CORR	UXXXXXXX	2016-01-14, 12:51:21	100		11.6654	1,166.54	35.2900	3,529.00	2,362.46
CORR	UXXXXXXX	2016-01-14, 12:51:21	600		11.6654	6,999.24	35.2900	21,174.00	14,174.76
CORR	UXXXXXXX	2016-01-14, 12:49:19	200		11.6670	2,333.40	35.2900	7,058.00	4,724.60
CORR	UXXXXXXX	2016-01-14, 12:49:19	100		11.6622	1,166.22	35.2900	3,529.00	2,362.78
CORR	UXXXXXXX	2016-01-12, 11:37:52	40		14.0570	562.28	35.2900	1,411.60	849.32
CORR	UXXXXXXX	2016-01-12, 11:37:52	960		13.7428333	13,193.12	35.2900	33,878.40	20,685.28
CUI	UXXXXXXX	2013-09-25	1,000	1	5.97038	5,970.38	3.4100	3,410.00	-2,560.38
DGNG	UXXXXXXX	2015-07-08	27,060	1	0.0090	243.54	0.0090	243.54	0.00
DYNR	-	-	5,900	1	1.949661	11,503.00	1.3300	7,847.00	-3,656.00
DYNR	UXXXXXXX	2016-12-20, 15:57:14	100		1.9300	193.00	1.3300	133.00	-60.00
DYNR	UXXXXXXX	2015-07-30	800		1.9500	1,560.00	1.3300	1,064.00	-496.00
DYNR	UXXXXXXX	2015-07-30	5,000		1.9500	9,750.00	1.3300	6,650.00	-3,100.00
EMLP	UXXXXXXX	2012-08-07	1,000	1	21.409736	21,409.74	25.3200	25,320.00	3,910.26
F	-	-	253	1	3.9024111	987.31	11.1800	2,828.54	1,841.23
F	UXXXXXXX	2008-10-08	150		3.1158667	467.38	11.1800	1,677.00	1,209.62
F	UXXXXXXX	2008-07-31	103		5.0478641	519.93	11.1800	1,151.54	631.61
FCEL	UXXXXXXX	2014-05-07	83	1	24.5445601	2,037.20	1.5500	128.65	-1,908.55
FCX	-	-	1,000	1	10.959356	10,959.36	14.5000	14,500.00	3,540.64
FCX	UXXXXXXX	2016-01-26, 15:19:17	500		4.2834	2,141.70	14.5000	7,250.00	5,108.30
FCX	UXXXXXXX	2016-01-06, 13:49:40	100		6.3350	633.50	14.5000	1,450.00	816.50
FCX	UXXXXXXX	2016-01-06, 13:49:40	14		6.1900	86.66	14.5000	203.00	116.34
FCX	UXXXXXXX	2016-01-06, 13:49:40	80		6.1900	495.20	14.5000	1,160.00	664.80
FCX	UXXXXXXX	2016-01-06, 13:49:40	86		6.261814	538.52	14.5000	1,247.00	708.48
FCX	UXXXXXXX	2013-08-27	220		32.1080909	7,063.78	14.5000	3,190.00	-3,873.78
FDNHQ	-	-	2,500	1	10.714168	26,785.42	0.0200	50.00	-26,735.42
FDNHQ	UXXXXXXX	2013-02-25	500		4.1400	2,070.00	0.0200	10.00	-2,060.00
FDNHQ	UXXXXXXX	2013-02-25	500		4.68076	2,340.38	0.0200	10.00	-2,330.38
FDNHQ	UXXXXXXX	2011-10-26	500		10.24292	5,121.46	0.0200	10.00	-5,111.46
FDNHQ	UXXXXXXX	2011-10-26	500		10.2554	5,127.70	0.0200	10.00	-5,117.70
FDNHQ	UXXXXXXX	2011-08-25	250		12.00352	3,000.88	0.0200	5.00	-2,995.88
FDNHQ	UXXXXXXX	2011-01-28	125		36.4900	4,561.25	0.0200	2.50	-4,558.75
FDNHQ	UXXXXXXX	2011-01-28	125		36.5100	4,563.75	0.0200	2.50	-4,561.25
FMCC	UXXXXXXX	2014-10-06	1,117	1	1.8261504	2,039.81	2.4550	2,742.24	702.43
FNMA	UXXXXXXX	2014-10-06	1,087	1	1.8771481	2,040.46	2.6200	2,847.94	807.48
FSNR	-	-	599,120	1	0.1443435	86,479.05	0.0600	35,947.20	-50,531.85
FSNR	UXXXXXXX	2012-02-01	9,300		0.1671914	1,554.88	0.0600	558.00	-996.88
FSNR	UXXXXXXX	2008-09-08	70,000		0.075191	5,263.37	0.0600	4,200.00	-1,063.37
FSNR	UXXXXXXX	2008-08-29	30,000		0.075389	2,261.67	0.0600	1,800.00	-461.67
FSNR	UXXXXXXX	2008-08-22	55,000		0.0752887	4,140.88	0.0600	3,300.00	-840.88
FSNR	UXXXXXXX	2008-08-21	2,200		0.0798182	175.60	0.0600	132.00	-43.60
FSNR	UXXXXXXX	2015-07-06	366,000		0.1800	65,880.00	0.0600	21,960.00	-43,920.00
FSNR	UXXXXXXX	2015-10-16, 16:20:00	10,000		0.194575	1,945.75	0.0600	600.00	-1,345.75
FSNR	UXXXXXXX	2015-04-21	25,844		0.1038709	2,684.44	0.0600	1,550.64	-1,133.80
FSNR	UXXXXXXX	2015-04-08	30,776		0.0835866	2,572.46	0.0600	1,846.56	-725.90
GBCS	UXXXXXXX	2015-03-24	4,400	1	0.9130409	4,017.38	0.4500	1,980.00	-2,037.38
GNW	-	-	5,000	1	3.3824752	16,912.38	3.4000	17,000.00	87.62
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.5900	359.00	3.4000	340.00	-19.00
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.4400	344.00	3.4000	340.00	-4.00
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.51625	351.62	3.4000	340.00	-11.62
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.51375	351.38	3.4000	340.00	-11.38
GNW	UXXXXXXX	2016-04-29, 15:55:41	200		3.514125	702.82	3.4000	680.00	-22.82
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.51675	351.68	3.4000	340.00	-11.68
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.5150	351.50	3.4000	340.00	-11.50
GNW	UXXXXXXX	2016-04-29, 15:55:41	520		3.5150	1,827.80	3.4000	1,768.00	-59.80
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.5150	351.50	3.4000	340.00	-11.50
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.5150	351.50	3.4000	340.00	-11.50
GNW	UXXXXXXX	2016-04-29, 15:55:41	100		3.5150	351.50	3.4000	340.00	-11.50
GNW	UXXXXXXX	2016-04-29, 15:55:41	500		3.5150	1,757.50	3.4000	1,700.00	-57.50
GNW	UXXXXXXX	2016-01-26, 15:30:52	580		2.3237	1,347.75	3.4000	1,972.00	624.25
GNW	UXXXXXXX	2016-01-26, 15:30:52	100		2.3237	232.37	3.4000	340.00	107.63
GNW	UXXXXXXX	2016-01-26, 15:30:52	200		2.3246	464.92	3.4000	680.00	215.08
GNW	UXXXXXXX	2016-01-26, 15:22:51	100		2.4000	240.00	3.4000	340.00	100.00
GNW	UXXXXXXX	2016-01-26, 15:22:51	700		2.3129286	1,619.05	3.4000	2,380.00	760.95
GNW	UXXXXXXX	2016-01-26, 15:22:51	200		2.3237	464.74	3.4000	680.00	215.26
GNW	UXXXXXXX	2015-09-01, 11:03:34	500		5.0835	2,541.75	3.4000	1,700.00	-841.75
GNW	UXXXXXXX	2015-08-27, 15:58:58	100		5.1800	518.00	3.4000	340.00	-178.00
GNW	UXXXXXXX	2015-08-27, 15:58:58	100		5.0273	502.73	3.4000	340.00	-162.73
GNW	UXXXXXXX	2015-08-27, 15:58:58	100		5.1082	510.82	3.4000	340.00	-170.82
GNW	UXXXXXXX	2015-08-27, 15:58:58	100		5.0795	507.95	3.4000	340.00	-167.95
GNW	UXXXXXXX	2015-08-27, 15:58:58	100		5.1050	510.50	3.4000	340.00	-170.50
GSK	-	-	500	1	52.506355	26,253.18	40.7500	20,375.00	-5,878.18	SY
GSK	UXXXXXXX	2016-01-06, 13:54:14	75		40.4289	3,032.17	40.7500	3,056.25	24.08
GSK	UXXXXXXX	2014-05-19	225		57.0783556	12,842.63	40.7500	9,168.75	-3,673.88
GSK	UXXXXXXX	2013-06-28	200		51.8919	10,378.38	40.7500	8,150.00	-2,228.38
GXP	UXXXXXXX	2012-06-15	595	1	21.6835126	12,901.69	30.6300	18,224.85	5,323.16
HENI	-	-	40,000	1	0.6018845	24,075.38	0.0030	120.00	-23,955.38
HENI	UXXXXXXX	2015-07-31	10,000		0.2500	2,500.00	0.0030	30.00	-2,470.00
HENI	UXXXXXXX	2014-05-23	10,500		0.6876552	7,220.38	0.0030	31.50	-7,188.88
HENI	UXXXXXXX	2014-05-23	1,000		0.72667	726.67	0.0030	3.00	-723.67
HENI	UXXXXXXX	2014-05-23	18,500		0.7366665	13,628.33	0.0030	55.50	-13,572.83
HIFR	-	-	300	1	24.9200	7,476.00	22.6300	6,789.00	-687.00	SY
HIFR	UXXXXXXX	2015-11-09, 13:54:52	100		22.5000	2,250.00	22.6300	2,263.00	13.00
HIFR	UXXXXXXX	2015-11-09, 13:54:50	100		22.6500	2,265.00	22.6300	2,263.00	-2.00
HIFR	UXXXXXXX	2015-08-18, 14:38:43	100		29.6100	2,961.00	22.6300	2,263.00	-698.00
HTBX	-	-	6,000	1	0.8075097	4,845.06	0.5200	3,120.00	-1,725.06	SY
HTBX	UXXXXXXX	2016-07-22, 15:55:16	100		0.80625	80.62	0.5200	52.00	-28.62
HTBX	UXXXXXXX	2016-07-22, 15:55:16	1,600		0.80625	1,290.00	0.5200	832.00	-458.00
HTBX	UXXXXXXX	2016-07-22, 15:55:16	900		0.80625	725.62	0.5200	468.00	-257.62
HTBX	UXXXXXXX	2016-07-22, 15:55:16	837		0.80625	674.83	0.5200	435.24	-239.59
HTBX	UXXXXXXX	2016-07-22, 15:55:09	100		0.80625	80.62	0.5200	52.00	-28.62
HTBX	UXXXXXXX	2016-07-22, 15:54:32	100		0.80625	80.62	0.5200	52.00	-28.62
HTBX	UXXXXXXX	2016-07-22, 15:54:16	63		0.8151205	51.35	0.5200	32.76	-18.59
HTBX	UXXXXXXX	2016-07-22, 15:53:51	100		0.8252	82.52	0.5200	52.00	-30.52
HTBX	UXXXXXXX	2016-07-22, 15:53:12	200		0.8250428	165.01	0.5200	104.00	-61.01
HTBX	UXXXXXXX	2016-07-22, 15:48:51	52		0.80625	41.92	0.5200	27.04	-14.88
HTBX	UXXXXXXX	2016-07-22, 15:48:47	1,500		0.80625	1,209.38	0.5200	780.00	-429.38
HTBX	UXXXXXXX	2016-07-22, 15:47:56	200		0.7901688	158.03	0.5200	104.00	-54.03
HTBX	UXXXXXXX	2016-07-22, 15:47:50	200		0.7687843	153.76	0.5200	104.00	-49.76
HTBX	UXXXXXXX	2016-07-22, 15:47:45	24		1.3710	32.90	0.5200	12.48	-20.42
HTBX	UXXXXXXX	2016-07-22, 15:47:45	24		0.7438	17.85	0.5200	12.48	-5.37
ING	-	-	750	1	15.84834	11,886.26	18.5400	13,905.00	2,018.74	SY
ING	UXXXXXXX	2015-09-04, 14:18:12	136		14.4748162	1,968.58	18.5400	2,521.44	552.86
ING	UXXXXXXX	2015-09-04, 14:08:13	100		14.6000	1,460.00	18.5400	1,854.00	394.00
ING	UXXXXXXX	2015-09-04, 14:08:13	14		14.4500	202.30	18.5400	259.56	57.26
ING	UXXXXXXX	2015-06-17	500		16.51076	8,255.38	18.5400	9,270.00	1,014.62
ISG	UXXXXXXX	2005-09-16	100	1	25.0000	2,500.00	26.1300	2,613.00	113.00
KGC	-	-	3,776	1	4.3445895	16,405.17	4.1200	15,557.12	-848.05	SY
KGC	UXXXXXXX	2015-08-04	687		1.7100	1,174.77	4.1200	2,830.44	1,655.67
KGC	UXXXXXXX	2015-07-16	406		2.0100	816.06	4.1200	1,672.72	856.66
KGC	UXXXXXXX	2014-09-19	2,000		3.62009	7,240.18	4.1200	8,240.00	999.82
KGC	UXXXXXXX	2015-07-21	183		1.6600	303.78	4.1200	753.96	450.18
KGC	UXXXXXXX	2011-10-21	500		13.74076	6,870.38	4.1200	2,060.00	-4,810.38
KS	-	-	1,000	1	20.5299	20,529.90	23.2600	23,260.00	2,730.10	SY
KS	UXXXXXXX	2016-01-06, 13:57:33	100		20.6190	2,061.90	23.2600	2,326.00	264.10
KS	UXXXXXXX	2016-01-06, 13:57:33	900		20.5200	18,468.00	23.2600	20,934.00	2,466.00
LOTE	-	-	4,000	1	0.372225	1,488.90	0.1745	698.00	-790.90	SY
LOTE	UXXXXXXX	2017-06-05, 15:22:51	2,000		0.3093125	618.62	0.1745	349.00	-269.62
LOTE	UXXXXXXX	2017-06-01, 10:59:25	2,000		0.4351375	870.28	0.1745	349.00	-521.28
LTUS	UXXXXXXX	2015-07-08	33,250	1	0.0080	266.00	0.0130	432.25	166.25
LUV	-	-	1,033	1	24.9715005	25,795.56	56.5700	58,436.81	32,641.25
LUV	UXXXXXXX	2015-07-24	503		36.4800	18,349.44	56.5700	28,454.71	10,105.27
LUV	UXXXXXXX	2015-07-17	130		34.5700	4,494.10	56.5700	7,354.10	2,860.00
LUV	UXXXXXXX	2011-11-18	100		8.2838	828.38	56.5700	5,657.00	4,828.62
LUV	UXXXXXXX	2009-03-10	100		5.4818	548.18	56.5700	5,657.00	5,108.82
LUV	UXXXXXXX	2009-02-04	100		7.2518	725.18	56.5700	5,657.00	4,931.82
LUV	UXXXXXXX	2008-12-26	100		8.5028	850.28	56.5700	5,657.00	4,806.72
MAV	UXXXXXXX	2003-10-15	2,000	1	15.002625	30,005.25	11.5650	23,130.00	-6,875.25
MBIT	-	-	10,600	1	0.010172	107.82	0.0149	157.94	50.12
MBIT	UXXXXXXX	2015-07-06	10,000		0.0100	100.00	0.0149	149.00	49.00
MBIT	UXXXXXXX	2015-06-09	600		0.013038	7.82	0.0149	8.94	1.12
MNTX	-	-	1,500	1	8.78384	13,175.76	6.9900	10,485.00	-2,690.76	SY
MNTX	UXXXXXXX	2012-11-07	500		7.73076	3,865.38	6.9900	3,495.00	-370.38
MNTX	UXXXXXXX	2012-08-08	1,000		9.31038	9,310.38	6.9900	6,990.00	-2,320.38
MOMT	-	-	200	1	2.2038	440.76	0.3800	76.00	-364.76
MOMT	UXXXXXXX	2013-06-20	100		2.1538	215.38	0.3800	38.00	-177.38
MOMT	UXXXXXXX	2013-08-07	100		2.2538	225.38	0.3800	38.00	-187.38
NAD	UXXXXXXX	1997-12-12	4,630	1	15.5503058	71,997.92	14.2000	65,746.00	-6,251.92
NEA	-	-	2,925	1	15.6693669	45,832.90	13.8100	40,394.25	-5,438.65	SY
NEA	UXXXXXXX	1997-12-12	2,410.827		15.757621	37,988.90	13.8100	33,293.52	-4,695.38
NEA	UXXXXXXX	1997-12-12	514.173		15.2555656	7,844.00	13.8100	7,100.73	-743.27
NEM	-	-	1,026	1	24.2777583	24,908.98	36.4400	37,387.44	12,478.46	SY
NEM	UXXXXXXX	2015-07-16	181		21.8000	3,945.80	36.4400	6,595.64	2,649.84
NEM	UXXXXXXX	2014-09-19	845		24.808497	20,963.18	36.4400	30,791.80	9,828.62
NEPH	-	-	10,000	1	0.6131305	6,131.30	0.21149	2,114.90	-4,016.40	SY
NEPH	UXXXXXXX	2016-09-30, 12:36:01	2,544		0.37625	957.18	0.21149	538.03	-419.15
NEPH	UXXXXXXX	2016-09-30, 12:36:01	1,956		0.37625	735.94	0.21149	413.67	-322.27
NEPH	UXXXXXXX	2015-05-26	3,410		0.8125073	2,770.65	0.21149	721.18	-2,049.47
NEPH	UXXXXXXX	2015-05-22	1,962		0.797105	1,563.92	0.21149	414.94	-1,148.98
NEPH	UXXXXXXX	2015-05-22	128		0.8094531	103.61	0.21149	27.07	-76.54
NFJ	UXXXXXXX	2005-02-23	200	1	23.568535	4,713.71	13.4300	2,686.00	-2,027.71
NVG	UXXXXXXX	1997-12-12	3,426	1	16.9828405	58,183.21	15.3900	52,726.14	-5,457.07
OCSM	-	-	52,600	1	0.0077529	407.80	0.0150	789.00	381.20
OCSM	UXXXXXXX	2015-07-08	39,600		0.0080	316.80	0.0150	594.00	277.20
OCSM	UXXXXXXX	2015-07-29	9,000		0.0070	63.00	0.0150	135.00	72.00
OCSM	UXXXXXXX	2015-07-30	4,000		0.0070	28.00	0.0150	60.00	32.00
PFN	UXXXXXXX	2004-12-16	750	1	19.5291067	14,646.83	10.7500	8,062.50	-6,584.33
PGLC	UXXXXXXX	2013-07-09	138	1	6.5186957	899.58	3.2300	445.74	-453.84
QCOM	UXXXXXXX	2008-09-03	500	1	49.8156	24,907.80	52.4900	26,245.00	1,337.20
QQQX	UXXXXXXX	2005-05-25	175	1	27.9837434	4,897.16	22.4600	3,930.50	-966.66
SCEIQ	-	-	7,770	1	0.1500	1,165.50	0.000001	0.01	-1,165.49	SY
SCEIQ	UXXXXXXX	2015-07-08	6,570		0.1500	985.50	0.000001	0.01	-985.49
SCEIQ	UXXXXXXX	2015-07-30	1,200		0.1500	180.00	0.000001	0.00	-180.00
SDS	-	-	1,371	1	320.9219706	439,984.02	48.5800	66,603.18	-373,380.84	SY
SDS	UXXXXXXX	2011-03-16	3		390.9600	1,172.88	48.5800	145.74	-1,027.14
SDS	UXXXXXXX	2016-09-23, 11:23:00	50		65.8156	3,290.78	48.5800	2,429.00	-861.78
SDS	UXXXXXXX	2016-09-29, 12:06:46	100		65.6200	6,562.00	48.5800	4,858.00	-1,704.00
SDS	UXXXXXXX	2016-09-12, 15:55:54	50		66.6928	3,334.64	48.5800	2,429.00	-905.64
SDS	UXXXXXXX	2016-09-12, 15:55:54	12.5		66.6920	833.65	48.5800	607.25	-226.40
SDS	UXXXXXXX	2016-09-12, 15:55:54	25		66.6702	1,666.76	48.5800	1,214.50	-452.26
SDS	UXXXXXXX	2016-09-12, 15:55:54	50		66.6280	3,331.40	48.5800	2,429.00	-902.40
SDS	UXXXXXXX	2016-09-12, 15:55:54	25		66.6400	1,666.00	48.5800	1,214.50	-451.50
SDS	UXXXXXXX	2016-09-12, 15:55:54	25		66.6368	1,665.92	48.5800	1,214.50	-451.42
SDS	UXXXXXXX	2015-11-24, 14:45:49	25		1,373.6240164	34,340.60	48.5800	1,214.50	-33,126.10	LD
SDS	UXXXXXXX	2015-11-24, 14:45:49	25		1,373.6640164	34,341.60	48.5800	1,214.50	-33,127.10	LD
SDS	UXXXXXXX	2015-11-24, 14:45:49	11		1,373.6352574	15,109.99	48.5800	534.38	-14,575.61	LD
SDS	UXXXXXXX	2015-11-24, 14:45:49	1.5		1,373.6360167	2,060.45	48.5800	72.87	-1,987.58	LD
SDS	UXXXXXXX	2016-09-22, 13:01:28	100		65.4488	6,544.88	48.5800	4,858.00	-1,686.88
SDS	UXXXXXXX	2016-07-01, 10:26:38	25		70.8936	1,772.34	48.5800	1,214.50	-557.84
SDS	UXXXXXXX	2010-04-14	20.2992		466.8973	9,477.63	48.5800	986.13	-8,491.50
SDS	UXXXXXXX	2009-10-22	49.7008		602.8997193	29,964.61	48.5800	2,414.47	-27,550.15
SDS	UXXXXXXX	2016-03-01, 12:12:47	15		84.4800	1,267.20	48.5800	728.70	-538.50
SDS	UXXXXXXX	2016-03-01, 12:12:47	10		83.4800	834.80	48.5800	485.80	-349.00
SDS	UXXXXXXX	2010-04-14	12.8718		467.0031911	6,011.16	48.5800	625.31	-5,385.85
SDS	UXXXXXXX	2009-11-12	1.4996		607.5252146	911.06	48.5800	72.85	-838.21
SDS	UXXXXXXX	2009-11-11	108.5353		580.5332874	63,008.34	48.5800	5,272.64	-57,735.70
SDS	UXXXXXXX	2009-10-06	288.0933		640.8332112	184,619.77	48.5800	13,995.57	-170,624.20
SDS	UXXXXXXX	2016-09-28, 09:34:19	25		65.9600	1,649.00	48.5800	1,214.50	-434.50
SDS	UXXXXXXX	2016-09-28, 09:34:19	100		65.9256	6,592.56	48.5800	4,858.00	-1,734.56
SDS	UXXXXXXX	2016-09-28, 09:34:19	25		65.9316	1,648.29	48.5800	1,214.50	-433.79
SDS	UXXXXXXX	2017-05-19, 14:46:15	12		53.5600	642.72	48.5800	582.96	-59.76
SDS	UXXXXXXX	2016-02-25, 13:39:14	25		86.6800	2,167.00	48.5800	1,214.50	-952.50
SDS	UXXXXXXX	2016-02-11, 09:30:00	4.5		101.4933333	456.72	48.5800	218.61	-238.11
SDS	UXXXXXXX	2016-02-11, 09:30:00	20.5		98.1600	2,012.28	48.5800	995.89	-1,016.39
SDS	UXXXXXXX	2016-01-20, 10:05:39	22.5		97.6666667	2,197.50	48.5800	1,093.05	-1,104.45
SDS	UXXXXXXX	2016-01-20, 10:05:39	2.5		97.0000	242.50	48.5800	121.45	-121.05
SDS	UXXXXXXX	2016-01-15, 09:54:33	25		93.5600	2,339.00	48.5800	1,214.50	-1,124.50
SDS	UXXXXXXX	2016-01-14, 14:43:27	25		89.6396	2,240.99	48.5800	1,214.50	-1,026.49
SDS	UXXXXXXX	2015-12-11, 10:56:56	25		82.4400	2,061.00	48.5800	1,214.50	-846.50
SDS	UXXXXXXX	2015-11-20, 12:16:49	25		77.8400	1,946.00	48.5800	1,214.50	-731.50
SIRI	UXXXXXXX	2015-08-04	2,000	1	3.9600	7,920.00	5.8300	11,660.00	3,740.00
SMXMF	-	-	3,166,735	1	0.0122082	38,660.03	0.0025	7,916.84	-30,743.19
SMXMF	UXXXXXXX	2015-07-20	6,000		0.0007	4.20	0.0025	15.00	10.80
SMXMF	UXXXXXXX	2014-08-14	366,300		0.0011556	423.31	0.0025	915.75	492.44
SMXMF	UXXXXXXX	2013-09-26	40,000		0.0137095	548.38	0.0025	100.00	-448.38
SMXMF	UXXXXXXX	2013-08-29	10,000		0.014438	144.38	0.0025	25.00	-119.38
SMXMF	UXXXXXXX	2012-01-19	3,700		0.6575081	2,432.78	0.0025	9.25	-2,423.53
SMXMF	UXXXXXXX	2008-10-08	20,000		0.151019	3,020.38	0.0025	50.00	-2,970.38
SMXMF	UXXXXXXX	2008-08-26	19,000		0.2560726	4,865.38	0.0025	47.50	-4,817.88
SMXMF	UXXXXXXX	2016-06-30, 10:30:56	136,879		0.0024941	341.40	0.0025	342.20	0.80
SMXMF	UXXXXXXX	2016-06-28, 14:59:04	309,000		0.0010859	335.54	0.0025	772.50	436.96
SMXMF	UXXXXXXX	2015-07-06	53,246		0.0020	106.49	0.0025	133.12	26.62
SMXMF	UXXXXXXX	2014-08-14	1,000,000		0.0010204	1,020.38	0.0025	2,500.00	1,479.62
SMXMF	UXXXXXXX	2014-03-25	56,675		0.0029161	165.27	0.0025	141.69	-23.58
SMXMF	UXXXXXXX	2014-03-21	38,000		0.0032884	124.96	0.0025	95.00	-29.96
SMXMF	UXXXXXXX	2014-03-11	113,500		0.0034068	386.67	0.0025	283.75	-102.92
SMXMF	UXXXXXXX	2013-12-16	175,000		0.0026165	457.88	0.0025	437.50	-20.38
SMXMF	UXXXXXXX	2013-08-22	60,000		0.0153397	920.38	0.0025	150.00	-770.38
SMXMF	UXXXXXXX	2013-08-01	15,000		0.0613587	920.38	0.0025	37.50	-882.88
SMXMF	UXXXXXXX	2013-07-30	15,000		0.068392	1,025.88	0.0025	37.50	-988.38
SMXMF	UXXXXXXX	2013-04-03	2,700		0.1600481	432.13	0.0025	6.75	-425.38
SMXMF	UXXXXXXX	2008-08-26	25,000		0.2558152	6,395.38	0.0025	62.50	-6,332.88
SMXMF	UXXXXXXX	2015-07-06	24,504		0.0019999	49.01	0.0025	61.26	12.26
SMXMF	UXXXXXXX	2011-04-15	7,462		0.8027312	5,989.98	0.0025	18.66	-5,971.32
SMXMF	UXXXXXXX	2015-07-22	5,250		0.0007001	3.68	0.0025	13.12	9.45
SMXMF	UXXXXXXX	2011-04-15	6,719		0.8030332	5,395.58	0.0025	16.80	-5,378.78
SMXMF	UXXXXXXX	2015-07-17	1,000		0.0007	0.70	0.0025	2.50	1.80
SMXMF	UXXXXXXX	2014-08-28	500,000		0.0010408	520.38	0.0025	1,250.00	729.62
SMXMF	UXXXXXXX	2014-08-28	53,800		0.0012038	64.76	0.0025	134.50	69.74
SMXMF	UXXXXXXX	2015-03-27	100,000		0.0022038	220.38	0.0025	250.00	29.62
SMXMF	UXXXXXXX	2012-02-22	2,175		0.6093701	1,325.38	0.0025	5.44	-1,319.94
SMXMF	UXXXXXXX	2011-04-25	825		1.234703	1,018.63	0.0025	2.06	-1,016.57
SRTY	-	-	55	1	1,093.3724	60,135.48	41.3700	2,275.35	-57,860.13	SY
SRTY	UXXXXXXX	2012-02-03	6.25		745.6608	4,660.38	41.3700	258.56	-4,401.82
SRTY	UXXXXXXX	2011-12-20	36.75		1,153.6101333	42,395.17	41.3700	1,520.35	-40,874.82
SRTY	UXXXXXXX	2012-02-03	6.25		748.0608	4,675.38	41.3700	258.56	-4,416.82
SRTY	UXXXXXXX	2011-10-21	5.75		1,461.6608	8,404.55	41.3700	237.88	-8,166.67
STAG	UXXXXXXX	2014-11-21	200	1	23.4446301	4,688.93	27.3500	5,470.00	781.07
STHI	UXXXXXXX	2015-07-08	20	1	0.3500	7.00	1.4500	29.00	22.00
T	UXXXXXXX	2015-08-04	300	1	34.6600	10,398.00	39.4100	11,823.00	1,425.00
TELL	UXXXXXXX	2014-09-22	362	1	14.9527724	5,412.90	9.1800	3,323.16	-2,089.74
TPIY	UXXXXXXX	2008-07-17	500	1	2.13076	1,065.38	0.0068	3.40	-1,061.98
ULUR	UXXXXXXX	2013-12-27	5,000	1	0.682076	3,410.38	0.0670	335.00	-3,075.38
VG	UXXXXXXX	2015-07-16	675	1	4.8500	3,273.75	6.8500	4,623.75	1,350.00
VNRX	-	-	600	1	5.223465	3,134.08	3.1400	1,884.00	-1,250.08	SY
VNRX	UXXXXXXX	2016-09-30, 12:32:01	126		5.2236	658.17	3.1400	395.64	-262.53
VNRX	UXXXXXXX	2016-09-30, 12:31:56	384		5.2015766	1,997.41	3.1400	1,205.76	-791.65
VNRX	UXXXXXXX	2016-09-30, 12:31:43	90		5.3166667	478.50	3.1400	282.60	-195.90
WFC PRJ	UXXXXXXX	2007-12-18	200	1	25.0000	5,000.00	25.8900	5,178.00	178.00
Total						2,027,597.20		1,081,133.47	-946,463.73
Total Stocks in USD						2,028,077.72		1,082,726.57	-945,351.15
Symbol	Account	Open	Quantity	Mult	Cost Price	Cost Basis	Close Price	Value	Unrealized P/L	Code
Mutual Funds
USD
JAMRX	-	-	6.883	1	42.8969926	295.26	45.3100	311.87	16.61
JAMRX	UXXXXXXX	2017-04-26	6.485		42.8959136	278.18	45.3100	293.84	15.66
JAMRX	UXXXXXXX	2017-04-26	0.398		42.9145729	17.08	45.3100	18.03	0.95
RYTPX	-	-	350.88	1	89.6260726	31,448.00	53.4900	18,768.57	-12,679.43
RYTPX	UXXXXXXX	2015-07-02	14.286		92.99804	1,328.57	53.4900	764.16	-564.41
RYTPX	UXXXXXXX	2015-07-06	13.18		93.0399942	1,226.27	53.4900	704.99	-521.27
RYTPX	UXXXXXXX	2009-12-18	0.08		98.6250	7.89	53.4900	4.28	-3.61
RYTPX	UXXXXXXX	2008-12-09	0.592		194.3412162	115.05	53.4900	31.67	-83.38
RYTPX	UXXXXXXX	2015-07-22	306.576		88.9999315	27,285.24	53.4900	16,398.75	-10,886.49
RYTPX	UXXXXXXX	2015-07-22	5.574		88.9962445	496.06	53.4900	298.15	-197.92
RYTPX	UXXXXXXX	2009-12-18	0.0338		98.9587396	3.34	53.4900	1.81	-1.53
RYTPX	UXXXXXXX	2008-12-09	0.2503		194.3972978	48.65	53.4900	13.39	-35.26
RYTPX	UXXXXXXX	2015-07-23	3.2493		89.4524159	290.66	53.4900	173.81	-116.85
RYTPX	UXXXXXXX	2009-12-18	0.0197		98.7486332	1.95	53.4900	1.06	-0.89
RYTPX	UXXXXXXX	2008-12-09	0.146		194.3435187	28.37	53.4900	7.81	-20.56
RYTPX	UXXXXXXX	2015-06-23	6.893		89.3583035	615.95	53.4900	368.71	-247.24
Total						31,743.26		19,080.44	-12,662.82

Net Stock Position Summary

Symbol	Description	Shares at IB	Shares Borrowed	Shares Lent	Net Shares
Stocks
CAD
SGX	SAGE GOLD INC	10,000	0	0	10,000
USD
ADK	ADCARE HEALTH SYSTEMS INC	20,000	0	0	20,000
AGD	ALPINE GLOBAL DYNAMIC DIVIDE	1,000	0	0	1,000
ANCE	RESTANCE INC	243,700	0	0	243,700
AOD	ALPINE TOTAL DYNAMIC DIVIDEN	3,550	0	0	3,550
ARCTF	AURICO METALS INC	5,000	0	0	5,000
AUMN	GOLDEN MINERALS CO	415,734	0	0	415,734
BXMX	NUVEEN S&P500 BUY-WRT INC FD	194	0	0	194
CATS	CATASYS INC	666	0	0	666
CCTC	CLEAN COAL TECHNOLOGIES INC	8,786	0	0	8,786
COP	CONOCOPHILLIPS	500	0	0	500
CORR	CORENERGY INFRASTRUCTURE TRU	2,000	0	0	2,000
CUI	CUI GLOBAL INC	1,000	0	0	1,000
DGNG	DIGUANG INTERNATIONAL DEVELO	27,060	0	0	27,060
DYNR	DYNARESOURCE INC	5,900	0	0	5,900
EMLP	FIRST TRUST NORTH AMERICAN E	1,000	0	0	1,000
F	FORD MOTOR CO	253	0	0	253
FCEL	FUELCELL ENERGY INC	83	0	0	83
FCX	FREEPORT-MCMORAN INC	1,000	0	0	1,000
FDNHQ	FOUNDATION HEALTHCARE INC	2,500	0	0	2,500
FMCC	FREDDIE MAC	1,117	0	0	1,117
FNMA	FANNIE MAE	1,087	0	0	1,087
FSNR	FREESTONE RESOURCES INC	599,120	0	0	599,120
GBCS	GLOBAL HEALTHCARE REIT INC	4,400	0	0	4,400
GNW	GENWORTH FINANCIAL INC-CL A	5,000	0	0	5,000
GSK	GLAXOSMITHKLINE PLC-SPON ADR	500	0	0	500
GXP	GREAT PLAINS ENERGY INC	595	0	0	595
HENI	HINTO ENERGY INC	40,000	0	0	40,000
HIFR	INFRAREIT INC	300	0	0	300
HTBX	HEAT BIOLOGICS INC	6,000	0	0	6,000
ING	ING GROEP N.V.-SPONSORED ADR	750	0	0	750
ISG	ING GROEP, N.V. 6.125% PERPETUAL DEBT SEC PFD	100	0	0	100
KGC	KINROSS GOLD CORP	3,776	0	0	3,776
KS	KAPSTONE PAPER AND PACKAGING	1,000	0	0	1,000
LOTE	LOT78 INC	4,000	0	0	4,000
LTUS	LOTUS PHARMACEUTICALS INC	33,250	0	0	33,250
LUV	SOUTHWEST AIRLINES CO	1,033	0	0	1,033
MAV	PIONEER MUNI HI INC ADV TRST	2,000	0	0	2,000
MBIT	MOBILEBITS HOLDINGS CORP	10,600	0	0	10,600
MNTX	MANITEX INTERNATIONAL INC	1,500	0	0	1,500
MOMT	MONEYONMOBILE INC	200	0	0	200
NAD	NUVEEN QUAL MUNI INCOME FD	4,630	0	0	4,630
NEA	NUVEEN AMT-FR QU MUNI INC FD	2,925	0	0	2,925
NEM	NEWMONT MINING CORP	1,026	0	0	1,026
NEPH	NEPHROS INC	10,000	0	0	10,000
NFJ	ALLIANZGI NFJ DIVIDEND INTER	200	0	0	200
NVG	NUVEEN AMT-FR MUNI CREDIT FD	3,426	0	0	3,426
OCSM	OCEAN SMART INC	52,600	0	0	52,600
PFN	PIMCO INCOME STRATEGY FD II	750	0	0	750
PGLC	PERSHING GOLD CORP	138	0	0	138
QCOM	QUALCOMM INC	500	0	0	500
QQQX	NUVEEN NAS100 DYN OVERWRT FD	175	0	0	175
SCEIQ	SINO CLEAN ENERGY INC	7,770	0	0	7,770
SDS	PROSHARES ULTRASHORT S&P500	1,371	0	-174	1,197
SIRI	SIRIUS XM HOLDINGS INC	2,000	0	0	2,000
SMXMF	SAMEX MINING CORP	3,166,735	0	0	3,166,735
SRTY	PROSHARES ULTRAPRO SHRT R2K	55	0	0	55
STAG	STAG INDUSTRIAL INC	200	0	0	200
STHI	SPROUT TINY HOMES INC	20	0	0	20
T	AT&T INC	300	0	0	300
TELL	TELLURIAN INC	362	0	0	362
TPIY	TIANYIN PHARMACEUTICAL CO IN	500	0	0	500
ULUR	ULURU INC	5,000	0	0	5,000
VG	VONAGE HOLDINGS CORP	675	0	0	675
VNRX	VOLITIONRX LTD	600	0	0	600
WFC PRJ	WELLS FARGO & CO 8.00% NON CUM PFD	200	0	0	200

Interest Accruals

Change in Dividend Accruals

Account	Symbol	Date	Ex Date	Pay Date	Quantity	Tax	Fee	Gross Rate	Gross Amount	Net Amount	Code
Starting Dividend Accruals in USD										1,472.64
Stocks
USD
UXXXXXXX	STAG	2017-07-26	2017-07-27	2017-08-15	200	0.00	0.00	0.12	23.50	23.50	Po
Total						0.00	0.00		23.50	23.50
Ending Dividend Accruals in USD										1,496.14

Stock Yield Enhancement Program Securities Lent

Account	Symbol	Transaction ID	Quantity	Interest Rate on Customer Collateral (%)	Collateral Amount
Stocks
USD
UXXXXXXX	SDS		-174		8,700.00
UXXXXXXX	SDS	SLB.44601679	-13	0.67	650.00
UXXXXXXX	SDS	SLB.44611795	-161	0.67	8,050.00
Total					8,700.00
Notes Important Notice re: SIPC Protection for Loans of Fully Paid and Excess Margin Securities: Please be aware that if you execute loans of your fully paid or excess margin securities, the provisions of the Securities Investor Protection Act of 1970 may not protect you with respect to the securities loan transaction. Therefore, the cash collateral credited to your account by Interactive Brokers (see above) may constitute the only source of satisfaction in the event that Interactive Brokers cannot return the securities.

Stock Yield Enhancement Program Securities Lent Activity

Account	Symbol	Date	Description	Transaction ID	Quantity	Interest Rate on Customer Collateral (%)	Collateral Amount
USD
UXXXXXXX	SDS	2017-07-27	Loan Return Allocation	SLB.44588885	132	0.67	-6,600.00
UXXXXXXX	SDS	2017-07-27	Loan Return Allocation	SLB.44558331	7	0.67	-350.00
UXXXXXXX	SDS	2017-07-27	New Loan Allocation	SLB.44611795	-161	0.67	8,050.00
UXXXXXXX	SDS	2017-07-27	New Loan Allocation	SLB.44601679	-13	0.67	650.00
Total							1,750.00

Financial Instrument Information

Symbol	Description	Conid	Security ID	Multiplier	Code
Stocks
ADK	ADCARE HEALTH SYSTEMS INC	40105853		1
AGD	ALPINE GLOBAL DYNAMIC DIVIDE	141092647		1
ANCE	RESTANCE INC	261829830		1
AOD	ALPINE TOTAL DYNAMIC DIVIDEN	141092642		1
ARCTF	AURICO METALS INC	199363002		1
AUMN	GOLDEN MINERALS CO	59340712		1
BXMX	NUVEEN S&P500 BUY-WRT INC FD	31815559		1
CATS	CATASYS INC	273986346		1
CCTC	CLEAN COAL TECHNOLOGIES INC	149886655		1
COP	CONOCOPHILLIPS	10885		1
CORR	CORENERGY INFRASTRUCTURE TRU	213611976		1
CUI	CUI GLOBAL INC	102101294		1
DGNG	DIGUANG INTERNATIONAL DEVELO	38257842		1
DYNR	DYNARESOURCE INC	75220093		1
EMLP	FIRST TRUST NORTH AMERICAN E	109561289		1
F	FORD MOTOR CO	9599491		1
FCEL	FUELCELL ENERGY INC	214456217		1
FCX	FREEPORT-MCMORAN INC	7089		1
FDNHQ	FOUNDATION HEALTHCARE INC	179576001		1
FMCC	FREDDIE MAC	7341		1
FNMA	FANNIE MAE	7278		1
FSNR	FREESTONE RESOURCES INC	44237735		1
GBCS	GLOBAL HEALTHCARE REIT INC	135892414		1
GNW	GENWORTH FINANCIAL INC-CL A	29110391		1
GSK	GLAXOSMITHKLINE PLC-SPON ADR	7656		1
GXP	GREAT PLAINS ENERGY INC	8854		1
HENI	HINTO ENERGY INC	95951518		1
HIFR	INFRAREIT INC	182056843		1
HTBX	HEAT BIOLOGICS INC	131969797		1
ING	ING GROEP N.V.-SPONSORED ADR	2865956		1
ISG	ING GROEP, N.V. 6.125% PERPETUAL DEBT SEC PFD	36275734		1
KGC	KINROSS GOLD CORP	8823		1
KS	KAPSTONE PAPER AND PACKAGING	43196246		1
LOTE	LOT78 INC	253770511		1
LTUS	LOTUS PHARMACEUTICALS INC	82542595		1
LUV	SOUTHWEST AIRLINES CO	9282		1
MAV	PIONEER MUNI HI INC ADV TRST	26406628		1
MBIT	MOBILEBITS HOLDINGS CORP	74971598		1
MNTX	MANITEX INTERNATIONAL INC	51621246		1
MOMT	MONEYONMOBILE INC	253279293		1
NAD	NUVEEN QUAL MUNI INCOME FD	6608344		1
NEA	NUVEEN AMT-FR QU MUNI INC FD	17085357		1
NEM	NEWMONT MINING CORP	10174		1
NEPH	NEPHROS INC	85507059		1
NFJ	ALLIANZGI NFJ DIVIDEND INTER	120696591		1
NVG	NUVEEN AMT-FR MUNI CREDIT FD	14732309		1
OCSM	OCEAN SMART INC	60930779		1
PFN	PIMCO INCOME STRATEGY FD II	31815560		1
PGLC	PERSHING GOLD CORP	197173415		1
QCOM	QUALCOMM INC	273544		1
QQQX	NUVEEN NAS100 DYN OVERWRT FD	177490870		1
SCEIQ	SINO CLEAN ENERGY INC	75064523		1
SDS	PROSHARES ULTRASHORT S&P500	280905866		1
SGX	SAGE GOLD INC	164940603	CA78663T3082	1
SIRI	SIRIUS XM HOLDINGS INC	138397467		1
SMXMF	SAMEX MINING CORP	30216589		1
SRTY	PROSHARES ULTRAPRO SHRT R2K	260598146		1
STAG	STAG INDUSTRIAL INC	86792819		1
STHI	SPROUT TINY HOMES INC	191456852		1
T	AT&T INC	37018770		1
TELL	TELLURIAN INC	265559668		1
TPIY	TIANYIN PHARMACEUTICAL CO IN	49477005		1
ULUR	ULURU INC	90370974		1
VG	VONAGE HOLDINGS CORP	39126019		1
VNRX	VOLITIONRX LTD	95772994		1
WFC PRJ	WELLS FARGO & CO 8.00% NON CUM PFD	56911621		1
Symbol	Description	Conid	Security ID	Multiplier	Code
Mutual Funds
JAMRX	Janus JANUS HENDERSON RESEARCH	59672011		1
RYTPX	Guggenheim Investments GUGGENHEIM INVESTMENTS RYDEX INVERSE S&P 500 2X STRATEGY	147882734		1

Codes

Code	Meaning	Code (Cont.)	Meaning (Cont.)
A	Assignment	LT	Long Term P/L
AEx	Automatic exercise for dividend-related recommendation.	Lo	Direct Loan
Adj	Adjustment	M	Entered manually by IB
Al	Allocation	MEx	Manual exercise for dividend-related recommendation.
Aw	Away Trade	ML	Maximize Losses tax basis election
B	Automatic Buy-in	MLG	Maximize Long Term Gain tax basis election
Bo	Direct Borrow	MLL	Maximize Long Term Loss tax basis election
C	Closing Trade	MSG	Maximize Short Term Gain tax basis election
CD	Cash Delivery	MSL	Maximize Short Term Loss tax basis election
CP	Complex Position	O	Opening Trade
Ca	Cancelled	P	Partial Execution
Co	Corrected Trade	PI	Price Improvement
Cx	Part or all of this transaction was a Crossing executed as dual agent by IB for two IB customers	Po	Interest or Dividend Accrual Posting
ETF	ETF Creation/Redemption	Pr	Part or all of this transaction was executed by the Exchange as a Crossing by IB against an IB affiliate and is therefore classified as a Principal and not an agency trade
Ep	Resulted from an Expired Position	R	Dividend Reinvestment
Ex	Exercise	RED	Redemption to Investor
G	Trade in Guaranteed Account Segment	Re	Interest or Dividend Accrual Reversal
HC	Highest Cost tax basis election	Ri	Reimbursement
HFI	Investment Transferred to Hedge Fund	SI	This order was solicited by Interactive Brokers
HFR	Redemption from Hedge Fund	SL	Specific Lot tax basis election
I	Internal Transfer	SO	This order was marked as solicited by your Introducing Broker
IA	This transaction was executed against an IB affiliate	SS	Customer designated this trade for shortened settlement and so is subject to execution at prices above the prevailing market
INV	Investment Transfer from Investor	ST	Short Term P/L
L	Ordered by IB (Margin Violation)	SY	Positions that may be eligible for Stock Yield. Potential for additional annualized income of 41,187.60 USD
LD	Adjusted by Loss Disallowed from Wash Sale	T	Transfer
LI	Last In, First Out (LIFO) tax basis election

Notes/Legal Notes

Notes

Most stock exchange transactions settle on the trade date plus three business days. Options, futures, and US open-end mutual fund transactions settle on trade date plus one business day. (Some exchanges and other transaction types may have longer or shorter settlement periods. For instance, stock transactions on XETRA settle on trade date plus two business days.) Ending settled cash reflects the cash that has actually settled.
Initial and maintenance margin requirements are available within the Account Window of the Trader Workstation.
Interactive Brokers LLC receives compensation from fund companies in connection with the purchase and holding of fund shares by customers of Interactive Brokers LLC. Such compensation includes, but is not limited to, Rule 12b-1 fees that are paid out of the funds assets. The source and amount of any remuneration received by Interactive Brokers LLC in connection with a transaction will be furnished upon written request of the customer. IB may share a portion of the compensation received from fund companies with your financial advisor or introducing broker.
Quantities preceded by a "-" sign indicate sell transactions. Other transactions are purchases.
In case of partial executions, commissions are charged on the total quantity executed on the original order. The commission is displayed on the first partial execution only.
Each closed lot indicated above with a reference to note (6) was chosen by the end of the trading day to be sold versus the specific opening purchase identified in that row.
Trade execution times are displayed in Eastern Time.
Applicable commodity Regulatory Fees for your transactions are available on the IB website at www.interactivebrokers.com/en/accounts/fees/exchangeAndRegulatoryFees.php.
Borrow Fee Rate represents the cost to borrow stock expressed in percent per annum. It is applied to the cash collateral amount on the stock borrow contract and is separate from any interest earned on credit cash balances. Similarly, Loan Fee Rate represents the benefit to lend stock. A positive rate indicates a cost to the borrower/benefit to the lender and a negative rate indicates a benefit to the borrower/cost to the lender. In general, the fee rates for hard-to-borrow stocks are higher than for normal availability stocks.
Interest Rate on Customer Collateral represents the interest paid on the collateral posted to the customer’s account and received from lending stock. A positive rate indicates a benefit to the lender.
The closing prices on this Activity Statement are indicative and may come from third-party sources. Interactive Brokers does not warrant the accuracy of the prices provided by third-party sources.

Fixed Income Notes

Call features for bonds or preferred stocks may affect the yield. For zero coupon, compound interest and multiplier securities, there are no periodic payments and securities may be callable below maturity value without notice to holder unless registered. For asset-backed securities, the actual yield may vary depending on the speed at which the underlying note is pre-paid. For additional information regarding bond yield, please contact the IB Help Desk at: help@interactivebrokers.com. If this debt security is unrated by a nationally recognized statistical rating organization, it may pose a high risk of default. You should consult a financial advisor to determine whether unrated bonds are appropriate for your portfolio in light of your goals and your financial circumstances.

Legal Notes

Please promptly report any inaccuracy or discrepancy in this statement, or in your account. Contact the IB Customer Service Department in writing using the form available on the IB website. You may also contact IB by phone, but if you report an error by phone, you should re-confirm such oral communication in writing in order to protect your rights, including rights under the Securities Investor Protection Act (SIPA).

Interactive Brokers LLC, www.interactivebrokers.com, 877-442-2757 (U.S.)

Interactive Brokers (UK) (Ltd), www.interactivebrokers.co.uk, 00800-42-276537 (Intl)

Interactive Brokers Canada Inc., www.interactivebrokers.ca, 877-745-4222 (Can.)
Unless otherwise noted, Interactive Brokers acted as agent in the execution of the above transactions. For those exchanges where IB is not a direct clearing member or custodian, IB may use one of the following clearing agents or sub-custodians: Interactive Brokers Australia Pty Limited; Interactive Brokers Canada Inc.; Interactive Brokers Hong Kong Limited; Interactive Brokers Securities Japan, Inc.; Interactive Brokers (U.K.) Limited; Timber Hill Europe AG; ABN Amro Clearing Singapore Pte. Ltd.; ABN Amro Clearing Sydney Pty Ltd.; BBVA Bancomer, S.A.; BNP Securities Services, Milan Branch; BMO Harris Bank N.A.; Citibank International plc; Euroclear Bank S.A./N.V.; Shinhan Securities Co., Ltd.; Skandinaviska Enskilda Banken AB.
IB acts as agent or riskless principal in foreign currency exchange transactions. Such transactions are executed against an IB affiliate or a third party, which acts as principal in such transactions and may have a long or short position and may have profited or lost in connection with the transaction. Foreign currency exchange transactions executed by Customer through IB are not regulated or overseen by the SEC or the CFTC.
Trades marked with the exchange indicator of TMBR were effected by IB as agent through a market making affiliate, which acted as principal in the transaction and may have a long or short position in the security and may have profited or lost in connection with the transaction.
All VWAP trades are effected pursuant to an average price formula based on a reference price provided by a third-party data provider. Additional information and reference prices are available upon request. IB, as agent, effects VWAP transactions through a market making affiliate, which acts as principal in such transactions and may have a long or short position in the security and may have profited or lost in connection with the transaction.
IB accepts liquidity rebates or other order flow payments from Alternative Trading Systems, market makers and exchanges for certain orders in stocks. IB receives payment for some option orders pursuant to exchange-mandated marketing fee programs or other arrangements. To the extent permissible under exchange rules, IB may direct customer option orders for execution against its market making affiliate Timber Hill LLC, which acts as principal and may earn a profit or incur a loss. The source and nature of any compensation received by IB in connection with any transaction is available upon written request of the customer. For further information, check the IB website and the Order Routing and Payment for Order Flow Disclosure provided when you opened your account and annually or email help@interactivebrokers.com.
For security futures trades, if not already indicated on this statement, information about the time of any transaction, the identity of the counterparty to the transaction, and whether IB is acting as agent or principal, as agent for the counterparty, as agent for both parties to the contract, or as principal, and if acting as principal, whether the transaction was a block transaction or an exchange for physicals transaction, will be available upon written request of the customer.
Customer is requested to promptly advise Interactive Brokers of any material change in Customer's investment objectives or financial situation.
A financial statement of Interactive Brokers LLC is available for your personal inspection at www.interactivebrokers.com or at its offices, or a copy of it will be mailed upon your written request.
For trades executed on either the Australian Stock Exchange Ltd ("ASX") or Chi-X Australia Pty Ltd ("Chi-X"), this confirmation is issued subject to: (i) the directions, decisions and requirements of the Market Operator, the relevant Market Integrity Rules, the relevant Market Operating Rules, the Clearing Rules and where relevant, the Settlement Rules; (ii) the customs and usages of the relevant Market; and (iii) the correction of errors and omissions. Interactive Brokers LLC (ARBN: 091191141, AFSL: 245574, Participant on Chi-X Australia)("IB") is not a participant on the ASX, and will route orders to the ASX through its affiliate, Timber Hill Australia Pty Ltd (ABN 25079993534, AFSL: 244380, Participant on the ASX)("THA") who executes such orders. Your ASX and Chi-x Australia trades will be cleared through ABN Amro Clearing Sydney Pty Ltd, an ACH participant. If your transaction was a crossing transaction, IB may have either acted on behalf of (i) both the buyer and seller of this transaction, or (ii) on behalf of the buyer or seller on one side of the transaction and act as Principal on the other side. Under the Corporations Act 2001, where IB enters into an exchange traded derivatives on a customer's behalf, IB is regarded as having issued the derivative to the customer.
For All Options Trades Executed on the Stock Exchange of Hong Kong ("SEHK"): (a) Options can involve a high degree of risk and may not be suitable for every investor. Investors should ensure they understand those risks before participating in the options market. (b) All options contracts executed on the SEHK were executed by Timber Hill Securities Hong Kong on behalf of Interactive Brokers LLC. (c) In the event of a default committed by Interactive Brokers LLC resulting in the client suffering any pecuniary loss, the client shall have a right to claim under the Investor Compensation Fund established under the Hong Kong Securities and Futures Ordinance, subject to the terms of the Investor Compensation Fund from time to time. (d) All Exchange Traded Options Business made for or on behalf of a client shall be subject to the relevant provisions of the constitution, Rules of The Stock Exchange of Hong Kong Limited ("SEHK Rules"), regulations, the Articles, customs and usages of SEHK, the Options Trading Rules, the Clearing Rules of SEOCH, the CCASS Rules and the laws of Hong Kong, which shall be binding on both Interactive Brokers LLC and the client.
Deposits held away from Interactive Brokers LLC may not qualify under SIPC protection. Also, futures and options on futures are not covered by SIPC.

SIPC Member

Generated: 2017-07-28, 16:14:09 EDT

Base Currency Summary
Starting Accrual Balance	-21.81
Interest Accrued	0.00
Accrual Reversal	0.00
Ending Accrual Balance	-21.81