Unsettled Transfers

This section details DVP, NSCC, CMTA, and GUS trade give-ups into and out of our broker. For give-up transactions, the trade will appear from the day of trade until the day of settlement broken into trade date sections and sorted by the stage of the give-up process. Give-up trades also appear in the Trades section of the statement as trades on the trade date, and are removed from the Trades section on the settlement date as a transfer. Take-up trades appear from the day of notification until the day of settlement.

Field	Description
Account ID	The account number.
Account Alias	Account alias, if there is one.
Model	Model, if applicable.
Currency	The currency denomination of the unsettled transfer.
Asset Class	The asset class of the unsettled transfer.
FX Rate to Base	The conversion rate from asset currency to base currency.
Symbol	The symbol of the unsettled transfer.
Description	The description of the unsettled transfer.
Conid	The conid of the unsettled transfer.
Security ID	The security ID of the unsettled transfer.
Security ID Type	The security ID type of the unsettled transfer.
CUSIP	The CUSIP of the unsettled transfer.
ISIN	The ISIN of the unsettled transfer.
FIGI	The FIGI of the unsettled transfer.
Underlying Conid	The underlying conid of the unsettled transfer if applicable.
Underlying Symbol	The underlying symbol of the unsettled transfer if applcaible.
Issuer	The company that issued the contract. For structured products only.
Stage	The status of the unsettled transfer.
Trade Date	The trade date of the unsettled transfer.
Target Settlement	The expected settlement date.
Direction	From or to.
Instruction name	The name of the instruction.
Quantity	The number of units of the unsettled transfer.
Trade Price	The trade price of the unsettled transfer.
Trade Amount	Trade amount is calculated by multiplying the trade price and quantity.
Trade Amount in Base	The trade amount in base currency.
Transaction ID	The transaction ID.