View the Statement Audit

Instructions

The Statement Audit feature allows you to review all pending statements for a specific month with the option to review pending statements with no activities with a single click.

  1. From the Home page in Compliance Portal, click the Statement Audit icon in the top right corner

    The statement audit icon

  2. The Statement Audit page opens.

    The statement audit page.

  3. Select the month.
  4. Click Review to review all pending statements for the selected month.
  5. Click Next to navigate to the next employee account statement until all pending statements are reviewed.
  6. (Optional) To only view statements with no activities, select the Only Show Statements with No Activity checkbox and click Review. This allows you to view all statements with no activities with a single click.
  7. Click View Log to view all employee accounts for the specific month with statements categorized by Pending Review, Reviewed, and Not Applicable.

 

Additional Resources

Visit the IBKR Compliance Portal Website