Regulatory Information

Instructions

The Regulatory Information page lets you update the regulatory information for your account.

  1. Click the User menu (head and shoulders icon in the top right corner) > Settings > Account Profile > Regulatory Information

    The regulatory information panel in advisor portal.

    Depending on where you are located, the actual questions that appear may be different from those shown in the image above.

  2. For each question on the page, answer Yes or No using the Yes/No toggle switch. When finished, click Continue. Depending on your answers, some questions may require you to enter additional information.

  3. Verify your changes, then click Continue.

  4. Click Ok.

 

Additional Resources