EU Regulatory Reporting

Certain accounts associated are required to submit additional information to satisfy the following:

• Markets in Financial Instruments Directive (MiFID II) directive
• Markets in Financial Instruments Regulation - Regulation (EU) No 600/2014 (MiFIR)

To avoid trading without delays, MiFRI reporting obligations must be submitted by January 3, 2018.

1. Click the User menu (head and shoulders icon in the top right corner) > Settings > Account Reporting > EU Regulatory Reporting.3

2. Click the Continue button to advance to the next screen.

3. Enter your Legal Entity Identifier (LEI) and select Continue.

   

4. If you do not have an LEI

   • You can select the option to obtain LEI from another broker or apply for an LEI through Interactive Brokers.

     

   • If you selected the option to apply for an LEI through Interactive Brokers you will be presented with a screen to apply for the LEI.

     

   If you have an LEI 

   • Enter the LEI and click Continue.

   • Confirm if the applicant is a branch of a firm and select Continue.

     

   • Confirm that the firm is subjected to MiFIR obligations and select Continue.

     

5. Once completed click Ok.