Rules for Linking to an Advisor

If your account is linked to an Advisor-managed account, you may decide to delink that account and/or link to a different Advisor (relink). Before doing so, familiarize yourself with the following restrictions on linking and relinking.

Restrictions

You can link to a Multiple Fund Hedge Fund Investment Manager as well as to an Advisor.

Trading Sub accounts cannot be delinked or relinked.

Proprietary Accounts for Broker-Dealers cannot be delinked or relinked.

Client accounts with Money Manager-attached accounts cannot be delinked or relinked.

Client accounts with a UKL segment cannot relink to a Financial Advisor without a UKL segment.

Client accounts cannot relink from a Financial Advisor, Family Advisor, Non-Professional Advisor to a Hedge Fund.

Only Fund accounts can be relinked from a Multiple Fund Investment Manager to another Multiple Fund Investment Manager.

When delinking accounts from or relinking accounts to a Financial Advisor, you can delink or relink all accounts or one or more accounts.

Partitioned accounts cannot be delinked or relinked.

Hedge Fund clients of a Multiple Hedge Fund account cannot be delinked.